CIS-RC Mock Paper 3 955 Created on July 20, 2022 By ServiceNow Gyan CIS-RC Mock Paper 3 This Quiz contains Multiple Choice Questions related to Risk and Compliance Application that will help you to pass Certified Implementation Specialist – Risk and Compliance (CIS-RC) certification.Instructions:Number of Questions: 45Time Limit: 1 Hour 30 MinutesPassing Marks: 70% 1 / 45 You are working with your customer to determine necessary audit management workflow configurations. What should they know about the approval process for audit engagements? (Choose three) If the engagement is rejected, it automatically moves into the Scope state. If the engagement is approved and there are remaining open tasks or issues, it automatically moves into the Fieldwork state. If the engagement is approved and there are no remaining open tasks or issues, it automatically moves into the Closed state. If the engagement is rejected, it automatically moves back to the Fieldwork state. If the engagement is approved and there are remaining open tasks or issues, it automatically moves into the Follow Up state. 2 / 45 Which of the following tables exist within the GRC: Policy and Compliance Management scope? (Choose three) Control objective Content Document Citation Authority document 3 / 45 The Users with the role ________ and higher can be assigned to a Risk Response task. sn_risk.user sn_risk.owner sn_grc_risk.user sn_risk.reader 4 / 45 Which table stored the links from “Control Objective to Citation”? [sn_policy_m2m_control_objective_citation] [sn_compliance_m2m_control_objective_citation] [sn_policy_m2m_statement_citation] [sn_compliance_m2m_statement_citation] 5 / 45 What are the different states available out of the box for classic/standard Risk management? New, Assess, Respond, Review, Monitor, Retired Draft, Assess, Respond, Review, Monitor, Retired Draft, Assess, Review, Monitor, Retired New, Awaiting Approval, Respond, Review, Monitor, Retired 6 / 45 Policies are created in which state? Draft Work In Progress New Open 7 / 45 Which role is required to set up Policy Acknowledgement campaign? (Select two) Policy Reviewer Policy Owner Compliance User Policy Approver 8 / 45 The scheduled job that runs every hour to update entity records. GRC Profile Generation GRC Entity Generation GRC Populate Entity GRC Daily Entity Generation 9 / 45 Engagement [sn_audit_engagement] table is extended from: Base Audit Test [sn_audit_base_test] Planned Task [planned_task] Task[task] Audit Task [sn_audit_task] 10 / 45 The conditions under which Engagements move into the "Closed" state. (Select three) The engagement is closed as incomplete during the Scope, Validate, or Fieldwork states. There are no open audit tasks, issues, and milestones after the engagement is approved. If the engagement is Rejected, it will move to Closed state. All follow-up tasks, issues, and milestones are closed out. 11 / 45 To use Advanced Risk Assessment, we define factors. The different factors are: (Choose four) Manual factor Control factor Residual factor Automated factor Scripted Automated factor Group factor 12 / 45 When selecting policy exception sources: (Select four) Only Issues with an active control can be selected. Only Policies in Review can be selected. Only published Policies can be selected. Only Issues in Respond state can be selected. The selected Policy, Control Objective, and Issues must be related. Issues in Draft or Retired state cannot be selected. 13 / 45 David is an Audit Manager. In addition to Audit Manager, which roles should be assigned to ensure he can manage the audit process as well as other GRC functions related to audit? (Choose two) sn_grc.user sn_grc.developer sn_audit.user sn_grc.manager sn_grc.reader 14 / 45 Different Entity scoping approaches? (Choose two) Planned Standard Strategic Operational 15 / 45 If a person is submitting Policy Exception through Service Portal. In which state the Record Producer creates the Policy Exception? New Analyze Draft Awaiting Approval 16 / 45 What is the database name of table Control objective? [sn_compliance_policy_statement] [sn_policy_control_objective] [sn_compliance_control_objective] [sn_grc_control_objective] 17 / 45 For Policy and Compliance, which role is required to create GRC attestation metric type? Attestation Creator Attestation Manager Attestation User Attestation Admin 18 / 45 The Script Include where it is defined to use a different criteria to create control records. ComplianceScoreCalculator PolicyAcknowledgementUtil ControlGeneratorStrategy ControlUtils 19 / 45 Can Control Objective belong to more than one Policy? False True 20 / 45 Which role(s) has the capability to create Policies? Choose two.) Compliance Admin Risk Manager Compliance User Compliance Manager 21 / 45 For Risk Acceptance task, who is notified through notifications to approve the task? Risk Users Risk Owner Risk Approver Risk Managers 22 / 45 What are the different states available out of the box for Policy Exception Lifecycle? Draft, Analyze, Review, Awaiting Approval, Closed Draft, Analyze, Review, Awaiting Approval, Approved, Closed New, Analyze, Review, Awaiting Approval, Approved, Closed New, Analyze, Review, Awaiting Approval, Closed 23 / 45 After an engagement has been approved and there are no remaining open tasks or issues and observations associated with the engagement, the engagement automatically moves from Awaiting Approval into which state. Follow Up Closed Approved Fieldwork 24 / 45 What are the different states available out of the box for Policy Acknowledgement campaign lifecycle? Draft, New, Pending acknowledgement, Closed Draft, New, Pending acknowledgement, Canceled New, Pending acknowledgement, Closed, Canceled Draft, New, Awaiting Approval, Closed 25 / 45 What is the database name of the table “Entity Type”? sn_grc_profile_type sn_grc_risk_profile_type sn_grc_entity_type sn_grc_risk_entity_type 26 / 45 What is the database name of the table “Entity”? sn_grc_profile sn_grc_entity sn_risk_entity sn_risk_profile 27 / 45 HIPAA stands for Health Insurance Policy and Account Act Health Insurance Portability and Accountability Act Health Insurance Policy and Accountability Action Health Insurance Policy and Accountable Act 28 / 45 By default, what is the weight of controls while creation? 10 5 100 1 29 / 45 The Script Include where it is defined to modify the Policy Acknowledgement process. ControlGeneratorStrategy ComplianceScoreCalculator ComplianceUtils PolicyAcknowledgementUtil 30 / 45 All of the following tables are extended from Content table except. Control objective Risk Framework Risk Statement Citation 31 / 45 The Control Objective does not have their own record lifecycle, they depend on Policy state. True False 32 / 45 If a company is performing similar tests across many of their technical and process controls. What will be the best approach? Create a test plan for each control Create Engagement templates Create a test plan for all controls Leverage test templates 33 / 45 In which Risk Response task “Risk Owner” approval is required to move Risk and Risk Acceptance Task to the Review state. Risk Avoidance Risk Acceptance Risk Transfer Risk Mitigation 34 / 45 Which GRC application would you use to manage internal or external consultancy processes that aim to prove the effectiveness of controls? Vendor Risk Management Policy and Compliance Management Audit Management Risk Management 35 / 45 Which filter navigation syntax displays the table in list view within a separate browser tab? Tablename.LIST Tablename.list Tablename.List Tablename_LIST 36 / 45 Which Audit task is used to determine the overall effectiveness of a control? Interview Activity Walkthrough Control Test 37 / 45 The minimum role required to create risk record. sn_risk.reader sn_risk.developer sn_risk.editor sn_risk.user 38 / 45 Implementation team required to run GRC Project. (Choose three) Business Process Analyst Project Manager Database Administrator Technical Consultant 39 / 45 Which tables extend the Content (sn_grc_content) table? (Choose two) sn_grc_issue sn_compliance_policy_statement sn_compliance_citation sn_risk_risk 40 / 45 All of the following tables are extended from Document table except. Policy Authority document Risk Framework Risk Statement 41 / 45 The SOX content pack includes a series of policies, control, risks. How are all of these components linked together? Mapping File Manually Batch import Automatically 42 / 45 Indicator Templates can be related to _______ and _______ . (Choose two) Control objective Risk Framework Controls Risk Statement 43 / 45 Minimum role required to request a Policy Exception from the Service Portal? sn_compliance.manager admin snc_internal sn_compliance.user 44 / 45 The Flow that triggers based on the substate field in Policy Exception. Generate substate approvals for policy exception Generate Awaiting Approvals for policy exception Generate final approvals for policy exception Generate initial approvals for policy exception 45 / 45 The Risk Scoring values are entered on the Risk Statement. What records inherits the values from the Risk Statement? Risk Criteria Matrix Registered Risk Risk Response Issue Risk Framework Your score is LinkedIn Facebook Twitter VKontakte 0% Restart quiz