CIS-RC Mock Paper 3 1167 Created on July 20, 2022 By ServiceNow Gyan CIS-RC Mock Paper 3 This Quiz contains Multiple Choice Questions related to Risk and Compliance Application that will help you to pass Certified Implementation Specialist – Risk and Compliance (CIS-RC) certification.Instructions:Number of Questions: 45Time Limit: 1 Hour 30 MinutesPassing Marks: 70% 1 / 45 Which Audit task is used to determine the overall effectiveness of a control? Interview Walkthrough Activity Control Test 2 / 45 The Users with the role ________ and higher can be assigned to a Risk Response task. sn_risk.reader sn_risk.owner sn_risk.user sn_grc_risk.user 3 / 45 What is the database name of table Control objective? [sn_policy_control_objective] [sn_compliance_control_objective] [sn_compliance_policy_statement] [sn_grc_control_objective] 4 / 45 HIPAA stands for Health Insurance Policy and Accountable Act Health Insurance Policy and Account Act Health Insurance Portability and Accountability Act Health Insurance Policy and Accountability Action 5 / 45 Which role is required to set up Policy Acknowledgement campaign? (Select two) Policy Reviewer Policy Owner Compliance User Policy Approver 6 / 45 Which of the following tables exist within the GRC: Policy and Compliance Management scope? (Choose three) Document Control objective Citation Content Authority document 7 / 45 For Risk Acceptance task, who is notified through notifications to approve the task? Risk Managers Risk Owner Risk Users Risk Approver 8 / 45 The scheduled job that runs every hour to update entity records. GRC Populate Entity GRC Profile Generation GRC Entity Generation GRC Daily Entity Generation 9 / 45 By default, what is the weight of controls while creation? 5 1 100 10 10 / 45 Which filter navigation syntax displays the table in list view within a separate browser tab? Tablename.List Tablename.LIST Tablename.list Tablename_LIST 11 / 45 Can Control Objective belong to more than one Policy? False True 12 / 45 All of the following tables are extended from Content table except. Citation Risk Framework Control objective Risk Statement 13 / 45 The minimum role required to create risk record. sn_risk.reader sn_risk.user sn_risk.editor sn_risk.developer 14 / 45 If a company is performing similar tests across many of their technical and process controls. What will be the best approach? Create Engagement templates Leverage test templates Create a test plan for all controls Create a test plan for each control 15 / 45 What are the different states available out of the box for classic/standard Risk management? Draft, Assess, Review, Monitor, Retired New, Assess, Respond, Review, Monitor, Retired Draft, Assess, Respond, Review, Monitor, Retired New, Awaiting Approval, Respond, Review, Monitor, Retired 16 / 45 The SOX content pack includes a series of policies, control, risks. How are all of these components linked together? Batch import Manually Mapping File Automatically 17 / 45 What is the database name of the table “Entity Type”? sn_grc_risk_profile_type sn_grc_risk_entity_type sn_grc_profile_type sn_grc_entity_type 18 / 45 Implementation team required to run GRC Project. (Choose three) Project Manager Business Process Analyst Technical Consultant Database Administrator 19 / 45 David is an Audit Manager. In addition to Audit Manager, which roles should be assigned to ensure he can manage the audit process as well as other GRC functions related to audit? (Choose two) sn_grc.reader sn_grc.user sn_grc.manager sn_grc.developer sn_audit.user 20 / 45 The Control Objective does not have their own record lifecycle, they depend on Policy state. False True 21 / 45 Which table stored the links from “Control Objective to Citation”? [sn_policy_m2m_statement_citation] [sn_policy_m2m_control_objective_citation] [sn_compliance_m2m_control_objective_citation] [sn_compliance_m2m_statement_citation] 22 / 45 Which role(s) has the capability to create Policies? Choose two.) Compliance Admin Compliance Manager Risk Manager Compliance User 23 / 45 For Policy and Compliance, which role is required to create GRC attestation metric type? Attestation Admin Attestation User Attestation Manager Attestation Creator 24 / 45 The Script Include where it is defined to modify the Policy Acknowledgement process. PolicyAcknowledgementUtil ComplianceUtils ComplianceScoreCalculator ControlGeneratorStrategy 25 / 45 The Risk Scoring values are entered on the Risk Statement. What records inherits the values from the Risk Statement? Risk Response Issue Registered Risk Risk Framework Risk Criteria Matrix 26 / 45 What are the different states available out of the box for Policy Exception Lifecycle? Draft, Analyze, Review, Awaiting Approval, Approved, Closed New, Analyze, Review, Awaiting Approval, Approved, Closed New, Analyze, Review, Awaiting Approval, Closed Draft, Analyze, Review, Awaiting Approval, Closed 27 / 45 Minimum role required to request a Policy Exception from the Service Portal? admin sn_compliance.user snc_internal sn_compliance.manager 28 / 45 When selecting policy exception sources: (Select four) Only Issues with an active control can be selected. Only published Policies can be selected. Only Policies in Review can be selected. Only Issues in Respond state can be selected. The selected Policy, Control Objective, and Issues must be related. Issues in Draft or Retired state cannot be selected. 29 / 45 Different Entity scoping approaches? (Choose two) Planned Operational Strategic Standard 30 / 45 The conditions under which Engagements move into the "Closed" state. (Select three) All follow-up tasks, issues, and milestones are closed out. The engagement is closed as incomplete during the Scope, Validate, or Fieldwork states. There are no open audit tasks, issues, and milestones after the engagement is approved. If the engagement is Rejected, it will move to Closed state. 31 / 45 After an engagement has been approved and there are no remaining open tasks or issues and observations associated with the engagement, the engagement automatically moves from Awaiting Approval into which state. Fieldwork Follow Up Closed Approved 32 / 45 The Script Include where it is defined to use a different criteria to create control records. ControlUtils ComplianceScoreCalculator PolicyAcknowledgementUtil ControlGeneratorStrategy 33 / 45 In which Risk Response task “Risk Owner” approval is required to move Risk and Risk Acceptance Task to the Review state. Risk Acceptance Risk Avoidance Risk Transfer Risk Mitigation 34 / 45 Policies are created in which state? Work In Progress New Draft Open 35 / 45 Engagement [sn_audit_engagement] table is extended from: Audit Task [sn_audit_task] Base Audit Test [sn_audit_base_test] Task[task] Planned Task [planned_task] 36 / 45 What are the different states available out of the box for Policy Acknowledgement campaign lifecycle? Draft, New, Pending acknowledgement, Canceled Draft, New, Pending acknowledgement, Closed Draft, New, Awaiting Approval, Closed New, Pending acknowledgement, Closed, Canceled 37 / 45 The Flow that triggers based on the substate field in Policy Exception. Generate initial approvals for policy exception Generate final approvals for policy exception Generate substate approvals for policy exception Generate Awaiting Approvals for policy exception 38 / 45 If a person is submitting Policy Exception through Service Portal. In which state the Record Producer creates the Policy Exception? Draft New Awaiting Approval Analyze 39 / 45 Indicator Templates can be related to _______ and _______ . (Choose two) Risk Framework Control objective Controls Risk Statement 40 / 45 What is the database name of the table “Entity”? sn_grc_entity sn_grc_profile sn_risk_profile sn_risk_entity 41 / 45 You are working with your customer to determine necessary audit management workflow configurations. What should they know about the approval process for audit engagements? (Choose three) If the engagement is approved and there are remaining open tasks or issues, it automatically moves into the Follow Up state. If the engagement is rejected, it automatically moves into the Scope state. If the engagement is rejected, it automatically moves back to the Fieldwork state. If the engagement is approved and there are no remaining open tasks or issues, it automatically moves into the Closed state. If the engagement is approved and there are remaining open tasks or issues, it automatically moves into the Fieldwork state. 42 / 45 Which GRC application would you use to manage internal or external consultancy processes that aim to prove the effectiveness of controls? Vendor Risk Management Policy and Compliance Management Risk Management Audit Management 43 / 45 To use Advanced Risk Assessment, we define factors. The different factors are: (Choose four) Automated factor Residual factor Manual factor Scripted Automated factor Group factor Control factor 44 / 45 All of the following tables are extended from Document table except. Risk Statement Risk Framework Policy Authority document 45 / 45 Which tables extend the Content (sn_grc_content) table? (Choose two) sn_compliance_citation sn_compliance_policy_statement sn_risk_risk sn_grc_issue Your score is LinkedIn Facebook Twitter VKontakte 0% Restart quiz