CIS-RC Mock Paper 3 1437 Created on July 20, 2022 By ServiceNow Gyan CIS-RC Mock Paper 3 This Quiz contains Multiple Choice Questions related to Risk and Compliance Application that will help you to pass Certified Implementation Specialist – Risk and Compliance (CIS-RC) certification.Instructions:Number of Questions: 45Time Limit: 1 Hour 30 MinutesPassing Marks: 70% 1 / 45 The SOX content pack includes a series of policies, control, risks. How are all of these components linked together? Automatically Batch import Mapping File Manually 2 / 45 The conditions under which Engagements move into the "Closed" state. (Select three) If the engagement is Rejected, it will move to Closed state. All follow-up tasks, issues, and milestones are closed out. There are no open audit tasks, issues, and milestones after the engagement is approved. The engagement is closed as incomplete during the Scope, Validate, or Fieldwork states. 3 / 45 The Control Objective does not have their own record lifecycle, they depend on Policy state. True False 4 / 45 If a company is performing similar tests across many of their technical and process controls. What will be the best approach? Create a test plan for each control Create Engagement templates Leverage test templates Create a test plan for all controls 5 / 45 Can Control Objective belong to more than one Policy? True False 6 / 45 HIPAA stands for Health Insurance Policy and Account Act Health Insurance Portability and Accountability Act Health Insurance Policy and Accountability Action Health Insurance Policy and Accountable Act 7 / 45 What is the database name of the table “Entity Type”? sn_grc_risk_profile_type sn_grc_risk_entity_type sn_grc_entity_type sn_grc_profile_type 8 / 45 By default, what is the weight of controls while creation? 100 10 5 1 9 / 45 David is an Audit Manager. In addition to Audit Manager, which roles should be assigned to ensure he can manage the audit process as well as other GRC functions related to audit? (Choose two) sn_grc.user sn_grc.manager sn_grc.reader sn_grc.developer sn_audit.user 10 / 45 Indicator Templates can be related to _______ and _______ . (Choose two) Controls Control objective Risk Statement Risk Framework 11 / 45 The Script Include where it is defined to use a different criteria to create control records. ControlUtils ComplianceScoreCalculator PolicyAcknowledgementUtil ControlGeneratorStrategy 12 / 45 What are the different states available out of the box for classic/standard Risk management? Draft, Assess, Review, Monitor, Retired New, Assess, Respond, Review, Monitor, Retired New, Awaiting Approval, Respond, Review, Monitor, Retired Draft, Assess, Respond, Review, Monitor, Retired 13 / 45 For Policy and Compliance, which role is required to create GRC attestation metric type? Attestation User Attestation Manager Attestation Admin Attestation Creator 14 / 45 The Flow that triggers based on the substate field in Policy Exception. Generate substate approvals for policy exception Generate initial approvals for policy exception Generate final approvals for policy exception Generate Awaiting Approvals for policy exception 15 / 45 What is the database name of the table “Entity”? sn_grc_entity sn_grc_profile sn_risk_profile sn_risk_entity 16 / 45 Which Audit task is used to determine the overall effectiveness of a control? Control Test Walkthrough Activity Interview 17 / 45 If a person is submitting Policy Exception through Service Portal. In which state the Record Producer creates the Policy Exception? New Draft Analyze Awaiting Approval 18 / 45 Different Entity scoping approaches? (Choose two) Operational Strategic Planned Standard 19 / 45 Which table stored the links from “Control Objective to Citation”? [sn_compliance_m2m_control_objective_citation] [sn_policy_m2m_statement_citation] [sn_compliance_m2m_statement_citation] [sn_policy_m2m_control_objective_citation] 20 / 45 The scheduled job that runs every hour to update entity records. GRC Profile Generation GRC Daily Entity Generation GRC Populate Entity GRC Entity Generation 21 / 45 All of the following tables are extended from Content table except. Risk Framework Risk Statement Control objective Citation 22 / 45 Which role(s) has the capability to create Policies? Choose two.) Compliance User Compliance Manager Compliance Admin Risk Manager 23 / 45 The Script Include where it is defined to modify the Policy Acknowledgement process. PolicyAcknowledgementUtil ComplianceScoreCalculator ComplianceUtils ControlGeneratorStrategy 24 / 45 When selecting policy exception sources: (Select four) Issues in Draft or Retired state cannot be selected. Only Issues in Respond state can be selected. Only Policies in Review can be selected. The selected Policy, Control Objective, and Issues must be related. Only published Policies can be selected. Only Issues with an active control can be selected. 25 / 45 The minimum role required to create risk record. sn_risk.user sn_risk.editor sn_risk.developer sn_risk.reader 26 / 45 Which of the following tables exist within the GRC: Policy and Compliance Management scope? (Choose three) Control objective Content Citation Authority document Document 27 / 45 In which Risk Response task “Risk Owner” approval is required to move Risk and Risk Acceptance Task to the Review state. Risk Acceptance Risk Transfer Risk Avoidance Risk Mitigation 28 / 45 Policies are created in which state? Open New Draft Work In Progress 29 / 45 Which filter navigation syntax displays the table in list view within a separate browser tab? Tablename.LIST Tablename_LIST Tablename.List Tablename.list 30 / 45 Which tables extend the Content (sn_grc_content) table? (Choose two) sn_risk_risk sn_grc_issue sn_compliance_policy_statement sn_compliance_citation 31 / 45 What are the different states available out of the box for Policy Exception Lifecycle? New, Analyze, Review, Awaiting Approval, Closed Draft, Analyze, Review, Awaiting Approval, Closed New, Analyze, Review, Awaiting Approval, Approved, Closed Draft, Analyze, Review, Awaiting Approval, Approved, Closed 32 / 45 Minimum role required to request a Policy Exception from the Service Portal? sn_compliance.manager admin sn_compliance.user snc_internal 33 / 45 Which GRC application would you use to manage internal or external consultancy processes that aim to prove the effectiveness of controls? Policy and Compliance Management Audit Management Risk Management Vendor Risk Management 34 / 45 For Risk Acceptance task, who is notified through notifications to approve the task? Risk Managers Risk Users Risk Owner Risk Approver 35 / 45 Which role is required to set up Policy Acknowledgement campaign? (Select two) Policy Approver Policy Reviewer Policy Owner Compliance User 36 / 45 The Users with the role ________ and higher can be assigned to a Risk Response task. sn_risk.owner sn_risk.user sn_grc_risk.user sn_risk.reader 37 / 45 You are working with your customer to determine necessary audit management workflow configurations. What should they know about the approval process for audit engagements? (Choose three) If the engagement is approved and there are remaining open tasks or issues, it automatically moves into the Fieldwork state. If the engagement is approved and there are no remaining open tasks or issues, it automatically moves into the Closed state. If the engagement is approved and there are remaining open tasks or issues, it automatically moves into the Follow Up state. If the engagement is rejected, it automatically moves back to the Fieldwork state. If the engagement is rejected, it automatically moves into the Scope state. 38 / 45 What are the different states available out of the box for Policy Acknowledgement campaign lifecycle? Draft, New, Pending acknowledgement, Closed New, Pending acknowledgement, Closed, Canceled Draft, New, Pending acknowledgement, Canceled Draft, New, Awaiting Approval, Closed 39 / 45 To use Advanced Risk Assessment, we define factors. The different factors are: (Choose four) Manual factor Group factor Residual factor Control factor Automated factor Scripted Automated factor 40 / 45 After an engagement has been approved and there are no remaining open tasks or issues and observations associated with the engagement, the engagement automatically moves from Awaiting Approval into which state. Closed Follow Up Fieldwork Approved 41 / 45 Engagement [sn_audit_engagement] table is extended from: Task[task] Base Audit Test [sn_audit_base_test] Audit Task [sn_audit_task] Planned Task [planned_task] 42 / 45 The Risk Scoring values are entered on the Risk Statement. What records inherits the values from the Risk Statement? Risk Framework Registered Risk Risk Response Issue Risk Criteria Matrix 43 / 45 All of the following tables are extended from Document table except. Risk Framework Authority document Risk Statement Policy 44 / 45 Implementation team required to run GRC Project. (Choose three) Business Process Analyst Technical Consultant Database Administrator Project Manager 45 / 45 What is the database name of table Control objective? [sn_grc_control_objective] [sn_policy_control_objective] [sn_compliance_control_objective] [sn_compliance_policy_statement] Your score is LinkedIn Facebook Twitter VKontakte 0% Restart quiz
