CIS-RC Mock Paper 3 824 Created on July 20, 2022 By ServiceNow Gyan CIS-RC Mock Paper 3 This Quiz contains Multiple Choice Questions related to Risk and Compliance Application that will help you to pass Certified Implementation Specialist – Risk and Compliance (CIS-RC) certification.Instructions:Number of Questions: 45Time Limit: 1 Hour 30 MinutesPassing Marks: 70% 1 / 45 The minimum role required to create risk record. sn_risk.developer sn_risk.editor sn_risk.reader sn_risk.user 2 / 45 You are working with your customer to determine necessary audit management workflow configurations. What should they know about the approval process for audit engagements? (Choose three) If the engagement is approved and there are remaining open tasks or issues, it automatically moves into the Follow Up state. If the engagement is rejected, it automatically moves back to the Fieldwork state. If the engagement is approved and there are remaining open tasks or issues, it automatically moves into the Fieldwork state. If the engagement is rejected, it automatically moves into the Scope state. If the engagement is approved and there are no remaining open tasks or issues, it automatically moves into the Closed state. 3 / 45 What is the database name of table Control objective? [sn_compliance_policy_statement] [sn_grc_control_objective] [sn_policy_control_objective] [sn_compliance_control_objective] 4 / 45 Which role is required to set up Policy Acknowledgement campaign? (Select two) Policy Reviewer Policy Approver Compliance User Policy Owner 5 / 45 The conditions under which Engagements move into the "Closed" state. (Select three) The engagement is closed as incomplete during the Scope, Validate, or Fieldwork states. All follow-up tasks, issues, and milestones are closed out. If the engagement is Rejected, it will move to Closed state. There are no open audit tasks, issues, and milestones after the engagement is approved. 6 / 45 What is the database name of the table “Entity”? sn_risk_entity sn_grc_entity sn_risk_profile sn_grc_profile 7 / 45 What are the different states available out of the box for Policy Acknowledgement campaign lifecycle? New, Pending acknowledgement, Closed, Canceled Draft, New, Awaiting Approval, Closed Draft, New, Pending acknowledgement, Closed Draft, New, Pending acknowledgement, Canceled 8 / 45 Minimum role required to request a Policy Exception from the Service Portal? snc_internal sn_compliance.manager admin sn_compliance.user 9 / 45 After an engagement has been approved and there are no remaining open tasks or issues and observations associated with the engagement, the engagement automatically moves from Awaiting Approval into which state. Closed Fieldwork Approved Follow Up 10 / 45 By default, what is the weight of controls while creation? 100 1 5 10 11 / 45 To use Advanced Risk Assessment, we define factors. The different factors are: (Choose four) Scripted Automated factor Residual factor Group factor Manual factor Control factor Automated factor 12 / 45 Which filter navigation syntax displays the table in list view within a separate browser tab? Tablename_LIST Tablename.LIST Tablename.list Tablename.List 13 / 45 The Script Include where it is defined to modify the Policy Acknowledgement process. PolicyAcknowledgementUtil ControlGeneratorStrategy ComplianceScoreCalculator ComplianceUtils 14 / 45 What are the different states available out of the box for classic/standard Risk management? New, Awaiting Approval, Respond, Review, Monitor, Retired Draft, Assess, Review, Monitor, Retired Draft, Assess, Respond, Review, Monitor, Retired New, Assess, Respond, Review, Monitor, Retired 15 / 45 When selecting policy exception sources: (Select four) Only Issues with an active control can be selected. Issues in Draft or Retired state cannot be selected. Only published Policies can be selected. The selected Policy, Control Objective, and Issues must be related. Only Policies in Review can be selected. Only Issues in Respond state can be selected. 16 / 45 Can Control Objective belong to more than one Policy? True False 17 / 45 What is the database name of the table “Entity Type”? sn_grc_risk_entity_type sn_grc_risk_profile_type sn_grc_entity_type sn_grc_profile_type 18 / 45 Which table stored the links from “Control Objective to Citation”? [sn_policy_m2m_statement_citation] [sn_policy_m2m_control_objective_citation] [sn_compliance_m2m_control_objective_citation] [sn_compliance_m2m_statement_citation] 19 / 45 Which GRC application would you use to manage internal or external consultancy processes that aim to prove the effectiveness of controls? Vendor Risk Management Risk Management Policy and Compliance Management Audit Management 20 / 45 Implementation team required to run GRC Project. (Choose three) Business Process Analyst Technical Consultant Database Administrator Project Manager 21 / 45 Which role(s) has the capability to create Policies? Choose two.) Compliance Manager Compliance User Risk Manager Compliance Admin 22 / 45 Indicator Templates can be related to _______ and _______ . (Choose two) Risk Framework Controls Risk Statement Control objective 23 / 45 All of the following tables are extended from Content table except. Citation Risk Framework Control objective Risk Statement 24 / 45 The Users with the role ________ and higher can be assigned to a Risk Response task. sn_risk.owner sn_grc_risk.user sn_risk.user sn_risk.reader 25 / 45 Different Entity scoping approaches? (Choose two) Standard Strategic Operational Planned 26 / 45 For Risk Acceptance task, who is notified through notifications to approve the task? Risk Owner Risk Approver Risk Users Risk Managers 27 / 45 The scheduled job that runs every hour to update entity records. GRC Entity Generation GRC Daily Entity Generation GRC Populate Entity GRC Profile Generation 28 / 45 What are the different states available out of the box for Policy Exception Lifecycle? Draft, Analyze, Review, Awaiting Approval, Approved, Closed New, Analyze, Review, Awaiting Approval, Approved, Closed Draft, Analyze, Review, Awaiting Approval, Closed New, Analyze, Review, Awaiting Approval, Closed 29 / 45 Engagement [sn_audit_engagement] table is extended from: Task[task] Audit Task [sn_audit_task] Base Audit Test [sn_audit_base_test] Planned Task [planned_task] 30 / 45 Which Audit task is used to determine the overall effectiveness of a control? Walkthrough Activity Control Test Interview 31 / 45 David is an Audit Manager. In addition to Audit Manager, which roles should be assigned to ensure he can manage the audit process as well as other GRC functions related to audit? (Choose two) sn_audit.user sn_grc.developer sn_grc.manager sn_grc.user sn_grc.reader 32 / 45 Which tables extend the Content (sn_grc_content) table? (Choose two) sn_compliance_policy_statement sn_grc_issue sn_compliance_citation sn_risk_risk 33 / 45 All of the following tables are extended from Document table except. Policy Risk Statement Authority document Risk Framework 34 / 45 The Control Objective does not have their own record lifecycle, they depend on Policy state. True False 35 / 45 The Flow that triggers based on the substate field in Policy Exception. Generate final approvals for policy exception Generate substate approvals for policy exception Generate Awaiting Approvals for policy exception Generate initial approvals for policy exception 36 / 45 If a person is submitting Policy Exception through Service Portal. In which state the Record Producer creates the Policy Exception? New Analyze Draft Awaiting Approval 37 / 45 If a company is performing similar tests across many of their technical and process controls. What will be the best approach? Create a test plan for all controls Create Engagement templates Leverage test templates Create a test plan for each control 38 / 45 Policies are created in which state? Draft Open Work In Progress New 39 / 45 HIPAA stands for Health Insurance Policy and Account Act Health Insurance Policy and Accountable Act Health Insurance Policy and Accountability Action Health Insurance Portability and Accountability Act 40 / 45 The Script Include where it is defined to use a different criteria to create control records. ControlUtils ControlGeneratorStrategy PolicyAcknowledgementUtil ComplianceScoreCalculator 41 / 45 For Policy and Compliance, which role is required to create GRC attestation metric type? Attestation Creator Attestation Manager Attestation Admin Attestation User 42 / 45 The Risk Scoring values are entered on the Risk Statement. What records inherits the values from the Risk Statement? Registered Risk Risk Criteria Matrix Risk Response Issue Risk Framework 43 / 45 Which of the following tables exist within the GRC: Policy and Compliance Management scope? (Choose three) Authority document Citation Content Control objective Document 44 / 45 In which Risk Response task “Risk Owner” approval is required to move Risk and Risk Acceptance Task to the Review state. Risk Acceptance Risk Transfer Risk Avoidance Risk Mitigation 45 / 45 The SOX content pack includes a series of policies, control, risks. How are all of these components linked together? Automatically Batch import Mapping File Manually Your score is LinkedIn Facebook Twitter VKontakte 0% Restart quiz