CIS-RC Mock Paper 1 2953 Created on July 15, 2022 By ServiceNow Gyan CIS-RC Mock Paper 1 This Quiz contains Multiple Choice Questions related to Risk and Compliance Application that will help you to pass Certified Implementation Specialist – Risk and Compliance (CIS-RC) certification.Instructions:Number of Questions: 45Time Limit: 1 Hour 30 MinutesPassing Marks: 70% 1 / 45 GRC Options in Interactive Filters are only available through which feature? GRC Filtering Performance Analytics Metrics Reporting Trending Analytics 2 / 45 To Use Advanced Risk Assessment application in Servicenow environment which property must be enable after activating GRC: Advanced Risk Plugin? Migrate to Advanced Risk Assessments [sn_risk_advanced.hide_risk_legacy_lifecycle] Migrate to Advanced Risk [sn_risk_advanced.risk_legacy_lifecycle] Migrate to Advanced Assessment [sn_risk_advanced.hide_risk_legacy_lifecycle] Migrate to Advanced Risk Assessment [sn_risk_advanced_assessment.risk_legacy_lifecycle] 3 / 45 What type of customers may you encounter regarding GRC applications? (Choose three) Organization implementing ServiceNow GRC to help ease their Help Desk organization (using other tools to manage other processes) Organization implementing ServiceNow GRC to help ease their Customer Service organization (using other tools to manage other processes) Organization recently acquired and had some bad audit findings (using ServiceNow GRC to help restart their process) Organization with little to nothing in place already (implementing one or more core ServiceNow GRC applications) Organization undergoing a full GRC transformation (implementing all three core ServiceNow GRC applications at once or in a phased approach) 4 / 45 Possible regulations when Entity scoping for Healthcare. (Choose two) HETRUST HITRUST FISMA HIPAA 5 / 45 When calculating compliance scores, what is true about the weighting of Controls? (Choose two) The default value is 10 Controls are not weighted equally by default The weight of the Control is set when the Control is created The weight cannot be changed 6 / 45 Which of the following extends from Content [sn_grc_content]? (Choose three) Control objective Authority document Citation Policy Risk Statement 7 / 45 The conditions under which Engagements move into the "Closed" state. (Select three) There are no open audit tasks, issues, and milestones after the engagement is approved. The engagement is closed as incomplete during the Scope, Validate, or Fieldwork states. If the engagement is Rejected, it will move to Closed state. All follow-up tasks, issues, and milestones are closed out. 8 / 45 Which of the following extends from Document [sn_grc_document]? (Choose three) Risk Framework Risk Response Task Policy Authority document Risk Statement 9 / 45 Which of the following tables exist within the GRC: Profiles application scope? (Choose three) Indicator Content Policy Document Risk 10 / 45 What are the different states available out of the box for classic/standard Risk management? New, Awaiting Approval, Respond, Review, Monitor, Retired New, Assess, Respond, Review, Monitor, Retired Draft, Assess, Review, Monitor, Retired Draft, Assess, Respond, Review, Monitor, Retired 11 / 45 Why would you create Entity classes? To be assigned to risk statements, which generate risks for every Entity listed in the Entity Class To show relationships between Entities and Policies and map them directory to Citations To show relationships between tables or objects you are tracking that doesn’t otherwise exist anywhere in ServiceNow To be assigned to Control Objectives, which generate Controls for every Entity listed in the Entity class 12 / 45 Control indicators may be triggered or scheduled in which state? Monitor Review Retired Draft Attest 13 / 45 What GRC module would you access in order to update Entity Types? Scoping - Entity Types Scoping - Profiles Risk - Entities CMDB 14 / 45 Where does a policy get published to when it is approved? ServiceNow Library Policy Library Authoritative Records Knowledge Base 15 / 45 What are the different Audit Tasks available in Audit Management? (Choose four) Control Tests Activities Engagement Plan Walkthroughs Test Plan Interviews 16 / 45 What is the database name of the table Risk statement? sn_risk_statement sn_risk_definition sn_grc_risk_statement sn_grc_risk_definition 17 / 45 If we talk about GRC maturity level, where most of the customer would fall? Between Level 2 and Level 3 Between Level 1 and Level 2 Between Level 3 and Level 4 Between Level 0 and Level 1 18 / 45 The Tablename.config: Displays the table in list view within the Content Frame Displays the configuration list view of the table in the Content Frame Displays the configuration list view of the table in the browser tab Displays the table in list view within a separate browser tab 19 / 45 Which of the following statements is true of a Risk Response task? Only users with the risk_manager role or higher can be assigned to a Risk Response task Only one Risk Response task can be related to a Risk at a time The risk admin role is required to assign the Risk Response task The Risk Response task is automatically progressed through the states using a workflow 20 / 45 Who can move a Policy into Review? (Choose two) Policy Owner Admin Policy Reviewer Policy Approver 21 / 45 Which table store the links from Entity to Entity Types? [sn_risk_m2m_profile_profile_type] [sn_grc_risk_m2m_profile_profile_type] [sn_grc_m2m_entity_entity_type] [sn_grc_m2m_profile_profile_type] 22 / 45 Entity scoping is used for what? Create and assign controls to the correct users Make sure that all of your Entities have the right visibility Create, assign, and manage controls and risks across an enterprise Scope out the different users and roles that have access to the platform 23 / 45 Which role reviews the risk response and moves the Risk record into the Monitor state at the appropriate time? Risk Owner Risk Manager Risk User Risk Reader 24 / 45 Which of the following extends from item [sn_grc_item]? (Choose two) Policy Control Citation Risk Issue 25 / 45 What are some characteristics of the ServiceNow Store? (Choose four) Applications are certified by other developers Applications are built on the ServiceNow platform It houses both paid and free applications and integrations Some applications are certified by ServiceNow Applications may be developed by ServiceNow Technology Partners All applications are certified by ServiceNow 26 / 45 What would you leverage in order to provide users with an alternate user experience to view policies, create policy exceptions, and search for controls? Catalog Portal Service Portal Access Portal Help Desk Portal 27 / 45 Control Failure Factor represents the impact of Control Failures on what score? Inherent Residual Calculated Total 28 / 45 The Plugin for GRC: Audit Management is: [sn_audit] [sn_audit_ws] [sn_audit_management] [sn_grc_audit] 29 / 45 Which role is not part of ServiceNow GRC? Risk Manager Risk Developer Risk Reader Risk User 30 / 45 Which tables can be leveraged in Entity filters for Entity type to generate Entities? Only Custom Tables Only GRC Tables Any Existing ServiceNow Tables Only Scoped Tables 31 / 45 After an engagement has been approved and there are remaining open tasks or issues and observations associated with the engagement, the engagement automatically moves into which state. Approved Scope Fieldwork Follow Up 32 / 45 _______ can be used to build the relationship between the entity classes. GRC Workbench GRC Relationship Mapping GRC Mapping GRC Dependency Mapping 33 / 45 In which state can Compliance Manager or above review Control and move it to either Monitor or return to Draft state? Attest Review Awaiting Approval New 34 / 45 What table, along with the Policy table, is linked to the Control Objective table by a many-to-many relationship? Risk Framework Citation Authority Documents Entity Class 35 / 45 Who can send the Policy back to draft or forward it by requesting approval? (Select three) Owning Group Approvers Owner Reviewers 36 / 45 The ‘Add to Update Set’ utility is available for download via: ServiceNow Community ServiceNow Developer site ServiceNow HI support ServiceNow store 37 / 45 UCF has a collection of what? Select all UCF terms. (Choose three) Authority Documents Policies Control Indicators Citations Controls 38 / 45 What are the available options by default to create Policy Exception? (Select four) Control Objective Record Policy Exception Module Risk Module Service Portal Issue Record Indicators 39 / 45 In Risk Management, which role is required to move the risk record into the Monitor State? Risk Reader Risk Manager Risk Developer Risk User 40 / 45 What are the available Source types for Policy Exception? (Select three) Issue Policy Control Objective Indicators 41 / 45 Which one of the following is not a trigger for issue creation? Attestation returns the result as ‘Not Implemented’ Control effectiveness is ‘Ineffective’ and the state of control test is ‘Closed Complete’ Risk assessment returns the inherent and residual risk impact as ‘Very High’ Indicator failure Manual issue created by any manager or admin role as well as by audit user 42 / 45 What happens when you assign an Entity Type to a Risk Statement? An assessment will be automatically generated to test each Entity listed in the Entity Type A risk assessment is created automatically for every Entity listed in the Entity Type A risk is automatically generated for every Entity listed in the Entity Type The Entity is now going to present a risk score and controls are going to be tied to it 43 / 45 What are the Risk Scoring methods available in ServiceNow? (Choose two) Qualitative Residual Quantitative Inherent Calculated 44 / 45 What are the four values leveraged for the Inherent and Residual Risk Score Types? Impact, Likelihood, SLE, ALE Impact, Likelihood, SLE, ARO Impact, Likelihood, SLE, Score Impact, Probability, SLE, ARO 45 / 45 By default, the various states of the audit engagement workflow/lifecycle are: New, Scope, Validate & Plan, Awaiting Approval, Follow-up, Closed Draft, Validate & Plan, Fieldwork, Awaiting Approval, Follow-up, Closed Scope, Validate & Plan, Fieldwork, Awaiting Approval, Follow-up, Closed Draft, New, Scope, Validate & Plan, Awaiting Approval, Closed Your score is LinkedIn Facebook Twitter VKontakte 0%
