CIS-RC Mock Paper 1 2147 Created on July 15, 2022 By ServiceNow Gyan CIS-RC Mock Paper 1 This Quiz contains Multiple Choice Questions related to Risk and Compliance Application that will help you to pass Certified Implementation Specialist – Risk and Compliance (CIS-RC) certification.Instructions:Number of Questions: 45Time Limit: 1 Hour 30 MinutesPassing Marks: 70% 1 / 45 In Risk Management, which role is required to move the risk record into the Monitor State? Risk Reader Risk Manager Risk User Risk Developer 2 / 45 The Plugin for GRC: Audit Management is: [sn_audit] [sn_grc_audit] [sn_audit_ws] [sn_audit_management] 3 / 45 Who can send the Policy back to draft or forward it by requesting approval? (Select three) Owner Owning Group Reviewers Approvers 4 / 45 What GRC module would you access in order to update Entity Types? Scoping - Entity Types Scoping - Profiles Risk - Entities CMDB 5 / 45 What are the available Source types for Policy Exception? (Select three) Indicators Control Objective Policy Issue 6 / 45 To Use Advanced Risk Assessment application in Servicenow environment which property must be enable after activating GRC: Advanced Risk Plugin? Migrate to Advanced Risk Assessment [sn_risk_advanced_assessment.risk_legacy_lifecycle] Migrate to Advanced Risk [sn_risk_advanced.risk_legacy_lifecycle] Migrate to Advanced Risk Assessments [sn_risk_advanced.hide_risk_legacy_lifecycle] Migrate to Advanced Assessment [sn_risk_advanced.hide_risk_legacy_lifecycle] 7 / 45 Which table store the links from Entity to Entity Types? [sn_risk_m2m_profile_profile_type] [sn_grc_m2m_entity_entity_type] [sn_grc_m2m_profile_profile_type] [sn_grc_risk_m2m_profile_profile_type] 8 / 45 Which role is not part of ServiceNow GRC? Risk User Risk Reader Risk Developer Risk Manager 9 / 45 Possible regulations when Entity scoping for Healthcare. (Choose two) HIPAA HETRUST HITRUST FISMA 10 / 45 Control indicators may be triggered or scheduled in which state? Attest Draft Review Monitor Retired 11 / 45 What is the database name of the table Risk statement? sn_grc_risk_statement sn_risk_statement sn_grc_risk_definition sn_risk_definition 12 / 45 What are some characteristics of the ServiceNow Store? (Choose four) It houses both paid and free applications and integrations Some applications are certified by ServiceNow Applications are built on the ServiceNow platform All applications are certified by ServiceNow Applications may be developed by ServiceNow Technology Partners Applications are certified by other developers 13 / 45 What are the four values leveraged for the Inherent and Residual Risk Score Types? Impact, Likelihood, SLE, ALE Impact, Likelihood, SLE, ARO Impact, Likelihood, SLE, Score Impact, Probability, SLE, ARO 14 / 45 Which of the following statements is true of a Risk Response task? The Risk Response task is automatically progressed through the states using a workflow Only one Risk Response task can be related to a Risk at a time Only users with the risk_manager role or higher can be assigned to a Risk Response task The risk admin role is required to assign the Risk Response task 15 / 45 What table, along with the Policy table, is linked to the Control Objective table by a many-to-many relationship? Citation Risk Framework Authority Documents Entity Class 16 / 45 Which tables can be leveraged in Entity filters for Entity type to generate Entities? Only Custom Tables Any Existing ServiceNow Tables Only GRC Tables Only Scoped Tables 17 / 45 The Tablename.config: Displays the configuration list view of the table in the browser tab Displays the table in list view within the Content Frame Displays the configuration list view of the table in the Content Frame Displays the table in list view within a separate browser tab 18 / 45 If we talk about GRC maturity level, where most of the customer would fall? Between Level 3 and Level 4 Between Level 2 and Level 3 Between Level 1 and Level 2 Between Level 0 and Level 1 19 / 45 What would you leverage in order to provide users with an alternate user experience to view policies, create policy exceptions, and search for controls? Service Portal Help Desk Portal Access Portal Catalog Portal 20 / 45 What are the Risk Scoring methods available in ServiceNow? (Choose two) Residual Qualitative Calculated Inherent Quantitative 21 / 45 Who can move a Policy into Review? (Choose two) Admin Policy Approver Policy Owner Policy Reviewer 22 / 45 Which role reviews the risk response and moves the Risk record into the Monitor state at the appropriate time? Risk User Risk Owner Risk Reader Risk Manager 23 / 45 Which of the following extends from Document [sn_grc_document]? (Choose three) Policy Risk Response Task Risk Framework Risk Statement Authority document 24 / 45 Which of the following extends from item [sn_grc_item]? (Choose two) Risk Citation Control Policy Issue 25 / 45 Why would you create Entity classes? To show relationships between Entities and Policies and map them directory to Citations To be assigned to Control Objectives, which generate Controls for every Entity listed in the Entity class To show relationships between tables or objects you are tracking that doesn’t otherwise exist anywhere in ServiceNow To be assigned to risk statements, which generate risks for every Entity listed in the Entity Class 26 / 45 Where does a policy get published to when it is approved? Policy Library Knowledge Base ServiceNow Library Authoritative Records 27 / 45 What are the different Audit Tasks available in Audit Management? (Choose four) Activities Interviews Engagement Plan Test Plan Control Tests Walkthroughs 28 / 45 What happens when you assign an Entity Type to a Risk Statement? The Entity is now going to present a risk score and controls are going to be tied to it An assessment will be automatically generated to test each Entity listed in the Entity Type A risk assessment is created automatically for every Entity listed in the Entity Type A risk is automatically generated for every Entity listed in the Entity Type 29 / 45 What are the available options by default to create Policy Exception? (Select four) Issue Record Risk Module Indicators Policy Exception Module Service Portal Control Objective Record 30 / 45 Which of the following extends from Content [sn_grc_content]? (Choose three) Authority document Control objective Risk Statement Citation Policy 31 / 45 After an engagement has been approved and there are remaining open tasks or issues and observations associated with the engagement, the engagement automatically moves into which state. Follow Up Approved Fieldwork Scope 32 / 45 In which state can Compliance Manager or above review Control and move it to either Monitor or return to Draft state? Attest New Awaiting Approval Review 33 / 45 UCF has a collection of what? Select all UCF terms. (Choose three) Controls Authority Documents Policies Citations Control Indicators 34 / 45 When calculating compliance scores, what is true about the weighting of Controls? (Choose two) Controls are not weighted equally by default The weight cannot be changed The weight of the Control is set when the Control is created The default value is 10 35 / 45 GRC Options in Interactive Filters are only available through which feature? Trending Analytics Metrics Reporting Performance Analytics GRC Filtering 36 / 45 What type of customers may you encounter regarding GRC applications? (Choose three) Organization with little to nothing in place already (implementing one or more core ServiceNow GRC applications) Organization implementing ServiceNow GRC to help ease their Help Desk organization (using other tools to manage other processes) Organization recently acquired and had some bad audit findings (using ServiceNow GRC to help restart their process) Organization implementing ServiceNow GRC to help ease their Customer Service organization (using other tools to manage other processes) Organization undergoing a full GRC transformation (implementing all three core ServiceNow GRC applications at once or in a phased approach) 37 / 45 Which one of the following is not a trigger for issue creation? Attestation returns the result as ‘Not Implemented’ Control effectiveness is ‘Ineffective’ and the state of control test is ‘Closed Complete’ Manual issue created by any manager or admin role as well as by audit user Indicator failure Risk assessment returns the inherent and residual risk impact as ‘Very High’ 38 / 45 Which of the following tables exist within the GRC: Profiles application scope? (Choose three) Document Policy Indicator Risk Content 39 / 45 By default, the various states of the audit engagement workflow/lifecycle are: Draft, New, Scope, Validate & Plan, Awaiting Approval, Closed Draft, Validate & Plan, Fieldwork, Awaiting Approval, Follow-up, Closed Scope, Validate & Plan, Fieldwork, Awaiting Approval, Follow-up, Closed New, Scope, Validate & Plan, Awaiting Approval, Follow-up, Closed 40 / 45 What are the different states available out of the box for classic/standard Risk management? New, Assess, Respond, Review, Monitor, Retired Draft, Assess, Review, Monitor, Retired New, Awaiting Approval, Respond, Review, Monitor, Retired Draft, Assess, Respond, Review, Monitor, Retired 41 / 45 Entity scoping is used for what? Create and assign controls to the correct users Scope out the different users and roles that have access to the platform Make sure that all of your Entities have the right visibility Create, assign, and manage controls and risks across an enterprise 42 / 45 Control Failure Factor represents the impact of Control Failures on what score? Calculated Total Inherent Residual 43 / 45 The ‘Add to Update Set’ utility is available for download via: ServiceNow Developer site ServiceNow Community ServiceNow store ServiceNow HI support 44 / 45 _______ can be used to build the relationship between the entity classes. GRC Dependency Mapping GRC Workbench GRC Mapping GRC Relationship Mapping 45 / 45 The conditions under which Engagements move into the "Closed" state. (Select three) The engagement is closed as incomplete during the Scope, Validate, or Fieldwork states. If the engagement is Rejected, it will move to Closed state. There are no open audit tasks, issues, and milestones after the engagement is approved. All follow-up tasks, issues, and milestones are closed out. Your score is LinkedIn Facebook Twitter VKontakte 0%
