CIS-RC Mock Paper 1 2590 Created on July 15, 2022 By ServiceNow Gyan CIS-RC Mock Paper 1 This Quiz contains Multiple Choice Questions related to Risk and Compliance Application that will help you to pass Certified Implementation Specialist – Risk and Compliance (CIS-RC) certification.Instructions:Number of Questions: 45Time Limit: 1 Hour 30 MinutesPassing Marks: 70% 1 / 45 When calculating compliance scores, what is true about the weighting of Controls? (Choose two) The weight of the Control is set when the Control is created The weight cannot be changed Controls are not weighted equally by default The default value is 10 2 / 45 What are the different states available out of the box for classic/standard Risk management? New, Awaiting Approval, Respond, Review, Monitor, Retired Draft, Assess, Review, Monitor, Retired Draft, Assess, Respond, Review, Monitor, Retired New, Assess, Respond, Review, Monitor, Retired 3 / 45 The conditions under which Engagements move into the "Closed" state. (Select three) All follow-up tasks, issues, and milestones are closed out. There are no open audit tasks, issues, and milestones after the engagement is approved. If the engagement is Rejected, it will move to Closed state. The engagement is closed as incomplete during the Scope, Validate, or Fieldwork states. 4 / 45 Which of the following extends from Document [sn_grc_document]? (Choose three) Authority document Risk Statement Policy Risk Response Task Risk Framework 5 / 45 To Use Advanced Risk Assessment application in Servicenow environment which property must be enable after activating GRC: Advanced Risk Plugin? Migrate to Advanced Risk [sn_risk_advanced.risk_legacy_lifecycle] Migrate to Advanced Risk Assessments [sn_risk_advanced.hide_risk_legacy_lifecycle] Migrate to Advanced Risk Assessment [sn_risk_advanced_assessment.risk_legacy_lifecycle] Migrate to Advanced Assessment [sn_risk_advanced.hide_risk_legacy_lifecycle] 6 / 45 The ‘Add to Update Set’ utility is available for download via: ServiceNow store ServiceNow Developer site ServiceNow HI support ServiceNow Community 7 / 45 Where does a policy get published to when it is approved? Policy Library Knowledge Base ServiceNow Library Authoritative Records 8 / 45 What are the available Source types for Policy Exception? (Select three) Policy Indicators Issue Control Objective 9 / 45 The Tablename.config: Displays the table in list view within the Content Frame Displays the table in list view within a separate browser tab Displays the configuration list view of the table in the Content Frame Displays the configuration list view of the table in the browser tab 10 / 45 What are the Risk Scoring methods available in ServiceNow? (Choose two) Quantitative Calculated Inherent Qualitative Residual 11 / 45 Which tables can be leveraged in Entity filters for Entity type to generate Entities? Only Custom Tables Only GRC Tables Only Scoped Tables Any Existing ServiceNow Tables 12 / 45 In Risk Management, which role is required to move the risk record into the Monitor State? Risk Developer Risk User Risk Reader Risk Manager 13 / 45 UCF has a collection of what? Select all UCF terms. (Choose three) Authority Documents Policies Control Indicators Citations Controls 14 / 45 Which of the following extends from item [sn_grc_item]? (Choose two) Control Policy Risk Citation Issue 15 / 45 Control indicators may be triggered or scheduled in which state? Monitor Attest Retired Draft Review 16 / 45 Control Failure Factor represents the impact of Control Failures on what score? Calculated Total Inherent Residual 17 / 45 What GRC module would you access in order to update Entity Types? Scoping - Entity Types CMDB Risk - Entities Scoping - Profiles 18 / 45 What are the four values leveraged for the Inherent and Residual Risk Score Types? Impact, Likelihood, SLE, Score Impact, Likelihood, SLE, ALE Impact, Likelihood, SLE, ARO Impact, Probability, SLE, ARO 19 / 45 Possible regulations when Entity scoping for Healthcare. (Choose two) FISMA HITRUST HIPAA HETRUST 20 / 45 What are some characteristics of the ServiceNow Store? (Choose four) Applications are certified by other developers It houses both paid and free applications and integrations Applications may be developed by ServiceNow Technology Partners Applications are built on the ServiceNow platform Some applications are certified by ServiceNow All applications are certified by ServiceNow 21 / 45 Who can send the Policy back to draft or forward it by requesting approval? (Select three) Owning Group Approvers Reviewers Owner 22 / 45 GRC Options in Interactive Filters are only available through which feature? GRC Filtering Performance Analytics Metrics Reporting Trending Analytics 23 / 45 Entity scoping is used for what? Create and assign controls to the correct users Make sure that all of your Entities have the right visibility Scope out the different users and roles that have access to the platform Create, assign, and manage controls and risks across an enterprise 24 / 45 By default, the various states of the audit engagement workflow/lifecycle are: New, Scope, Validate & Plan, Awaiting Approval, Follow-up, Closed Draft, New, Scope, Validate & Plan, Awaiting Approval, Closed Scope, Validate & Plan, Fieldwork, Awaiting Approval, Follow-up, Closed Draft, Validate & Plan, Fieldwork, Awaiting Approval, Follow-up, Closed 25 / 45 Which one of the following is not a trigger for issue creation? Indicator failure Risk assessment returns the inherent and residual risk impact as ‘Very High’ Manual issue created by any manager or admin role as well as by audit user Attestation returns the result as ‘Not Implemented’ Control effectiveness is ‘Ineffective’ and the state of control test is ‘Closed Complete’ 26 / 45 What would you leverage in order to provide users with an alternate user experience to view policies, create policy exceptions, and search for controls? Service Portal Help Desk Portal Catalog Portal Access Portal 27 / 45 Why would you create Entity classes? To show relationships between Entities and Policies and map them directory to Citations To be assigned to risk statements, which generate risks for every Entity listed in the Entity Class To show relationships between tables or objects you are tracking that doesn’t otherwise exist anywhere in ServiceNow To be assigned to Control Objectives, which generate Controls for every Entity listed in the Entity class 28 / 45 The Plugin for GRC: Audit Management is: [sn_audit_ws] [sn_audit] [sn_audit_management] [sn_grc_audit] 29 / 45 If we talk about GRC maturity level, where most of the customer would fall? Between Level 0 and Level 1 Between Level 3 and Level 4 Between Level 2 and Level 3 Between Level 1 and Level 2 30 / 45 What are the different Audit Tasks available in Audit Management? (Choose four) Control Tests Activities Interviews Engagement Plan Test Plan Walkthroughs 31 / 45 Which role is not part of ServiceNow GRC? Risk User Risk Developer Risk Reader Risk Manager 32 / 45 What type of customers may you encounter regarding GRC applications? (Choose three) Organization undergoing a full GRC transformation (implementing all three core ServiceNow GRC applications at once or in a phased approach) Organization implementing ServiceNow GRC to help ease their Help Desk organization (using other tools to manage other processes) Organization recently acquired and had some bad audit findings (using ServiceNow GRC to help restart their process) Organization implementing ServiceNow GRC to help ease their Customer Service organization (using other tools to manage other processes) Organization with little to nothing in place already (implementing one or more core ServiceNow GRC applications) 33 / 45 What happens when you assign an Entity Type to a Risk Statement? The Entity is now going to present a risk score and controls are going to be tied to it A risk assessment is created automatically for every Entity listed in the Entity Type An assessment will be automatically generated to test each Entity listed in the Entity Type A risk is automatically generated for every Entity listed in the Entity Type 34 / 45 What table, along with the Policy table, is linked to the Control Objective table by a many-to-many relationship? Entity Class Authority Documents Citation Risk Framework 35 / 45 Which table store the links from Entity to Entity Types? [sn_grc_m2m_entity_entity_type] [sn_grc_m2m_profile_profile_type] [sn_grc_risk_m2m_profile_profile_type] [sn_risk_m2m_profile_profile_type] 36 / 45 What is the database name of the table Risk statement? sn_risk_statement sn_grc_risk_statement sn_risk_definition sn_grc_risk_definition 37 / 45 What are the available options by default to create Policy Exception? (Select four) Indicators Policy Exception Module Control Objective Record Service Portal Risk Module Issue Record 38 / 45 Which of the following tables exist within the GRC: Profiles application scope? (Choose three) Indicator Policy Content Document Risk 39 / 45 Which role reviews the risk response and moves the Risk record into the Monitor state at the appropriate time? Risk Manager Risk Owner Risk User Risk Reader 40 / 45 In which state can Compliance Manager or above review Control and move it to either Monitor or return to Draft state? Attest Awaiting Approval New Review 41 / 45 Who can move a Policy into Review? (Choose two) Policy Owner Policy Reviewer Admin Policy Approver 42 / 45 After an engagement has been approved and there are remaining open tasks or issues and observations associated with the engagement, the engagement automatically moves into which state. Scope Follow Up Approved Fieldwork 43 / 45 Which of the following statements is true of a Risk Response task? The Risk Response task is automatically progressed through the states using a workflow Only one Risk Response task can be related to a Risk at a time The risk admin role is required to assign the Risk Response task Only users with the risk_manager role or higher can be assigned to a Risk Response task 44 / 45 _______ can be used to build the relationship between the entity classes. GRC Relationship Mapping GRC Dependency Mapping GRC Mapping GRC Workbench 45 / 45 Which of the following extends from Content [sn_grc_content]? (Choose three) Citation Policy Risk Statement Authority document Control objective Your score is LinkedIn Facebook Twitter VKontakte 0%
