CIS-RC Mock Paper 1 2946 Created on July 15, 2022 By ServiceNow Gyan CIS-RC Mock Paper 1 This Quiz contains Multiple Choice Questions related to Risk and Compliance Application that will help you to pass Certified Implementation Specialist – Risk and Compliance (CIS-RC) certification.Instructions:Number of Questions: 45Time Limit: 1 Hour 30 MinutesPassing Marks: 70% 1 / 45 If we talk about GRC maturity level, where most of the customer would fall? Between Level 0 and Level 1 Between Level 1 and Level 2 Between Level 2 and Level 3 Between Level 3 and Level 4 2 / 45 What are the different states available out of the box for classic/standard Risk management? Draft, Assess, Review, Monitor, Retired New, Awaiting Approval, Respond, Review, Monitor, Retired Draft, Assess, Respond, Review, Monitor, Retired New, Assess, Respond, Review, Monitor, Retired 3 / 45 What would you leverage in order to provide users with an alternate user experience to view policies, create policy exceptions, and search for controls? Service Portal Access Portal Catalog Portal Help Desk Portal 4 / 45 What are the available options by default to create Policy Exception? (Select four) Policy Exception Module Control Objective Record Service Portal Risk Module Issue Record Indicators 5 / 45 Who can move a Policy into Review? (Choose two) Policy Owner Policy Approver Admin Policy Reviewer 6 / 45 What GRC module would you access in order to update Entity Types? CMDB Scoping - Entity Types Risk - Entities Scoping - Profiles 7 / 45 UCF has a collection of what? Select all UCF terms. (Choose three) Citations Controls Authority Documents Control Indicators Policies 8 / 45 Which of the following extends from Document [sn_grc_document]? (Choose three) Risk Statement Policy Risk Response Task Authority document Risk Framework 9 / 45 When calculating compliance scores, what is true about the weighting of Controls? (Choose two) The weight of the Control is set when the Control is created Controls are not weighted equally by default The default value is 10 The weight cannot be changed 10 / 45 What are the Risk Scoring methods available in ServiceNow? (Choose two) Quantitative Qualitative Residual Calculated Inherent 11 / 45 Which table store the links from Entity to Entity Types? [sn_grc_risk_m2m_profile_profile_type] [sn_grc_m2m_profile_profile_type] [sn_risk_m2m_profile_profile_type] [sn_grc_m2m_entity_entity_type] 12 / 45 In which state can Compliance Manager or above review Control and move it to either Monitor or return to Draft state? Attest Awaiting Approval Review New 13 / 45 What table, along with the Policy table, is linked to the Control Objective table by a many-to-many relationship? Citation Risk Framework Entity Class Authority Documents 14 / 45 Which of the following extends from item [sn_grc_item]? (Choose two) Control Citation Issue Policy Risk 15 / 45 What happens when you assign an Entity Type to a Risk Statement? The Entity is now going to present a risk score and controls are going to be tied to it A risk assessment is created automatically for every Entity listed in the Entity Type An assessment will be automatically generated to test each Entity listed in the Entity Type A risk is automatically generated for every Entity listed in the Entity Type 16 / 45 The conditions under which Engagements move into the "Closed" state. (Select three) The engagement is closed as incomplete during the Scope, Validate, or Fieldwork states. There are no open audit tasks, issues, and milestones after the engagement is approved. All follow-up tasks, issues, and milestones are closed out. If the engagement is Rejected, it will move to Closed state. 17 / 45 What are the available Source types for Policy Exception? (Select three) Indicators Issue Control Objective Policy 18 / 45 After an engagement has been approved and there are remaining open tasks or issues and observations associated with the engagement, the engagement automatically moves into which state. Approved Scope Fieldwork Follow Up 19 / 45 Which of the following statements is true of a Risk Response task? The risk admin role is required to assign the Risk Response task Only users with the risk_manager role or higher can be assigned to a Risk Response task Only one Risk Response task can be related to a Risk at a time The Risk Response task is automatically progressed through the states using a workflow 20 / 45 What type of customers may you encounter regarding GRC applications? (Choose three) Organization undergoing a full GRC transformation (implementing all three core ServiceNow GRC applications at once or in a phased approach) Organization with little to nothing in place already (implementing one or more core ServiceNow GRC applications) Organization implementing ServiceNow GRC to help ease their Customer Service organization (using other tools to manage other processes) Organization recently acquired and had some bad audit findings (using ServiceNow GRC to help restart their process) Organization implementing ServiceNow GRC to help ease their Help Desk organization (using other tools to manage other processes) 21 / 45 To Use Advanced Risk Assessment application in Servicenow environment which property must be enable after activating GRC: Advanced Risk Plugin? Migrate to Advanced Risk Assessments [sn_risk_advanced.hide_risk_legacy_lifecycle] Migrate to Advanced Assessment [sn_risk_advanced.hide_risk_legacy_lifecycle] Migrate to Advanced Risk [sn_risk_advanced.risk_legacy_lifecycle] Migrate to Advanced Risk Assessment [sn_risk_advanced_assessment.risk_legacy_lifecycle] 22 / 45 The Plugin for GRC: Audit Management is: [sn_audit] [sn_audit_ws] [sn_grc_audit] [sn_audit_management] 23 / 45 Which one of the following is not a trigger for issue creation? Manual issue created by any manager or admin role as well as by audit user Risk assessment returns the inherent and residual risk impact as ‘Very High’ Control effectiveness is ‘Ineffective’ and the state of control test is ‘Closed Complete’ Indicator failure Attestation returns the result as ‘Not Implemented’ 24 / 45 In Risk Management, which role is required to move the risk record into the Monitor State? Risk Developer Risk User Risk Reader Risk Manager 25 / 45 What are the four values leveraged for the Inherent and Residual Risk Score Types? Impact, Likelihood, SLE, Score Impact, Likelihood, SLE, ARO Impact, Likelihood, SLE, ALE Impact, Probability, SLE, ARO 26 / 45 _______ can be used to build the relationship between the entity classes. GRC Relationship Mapping GRC Workbench GRC Dependency Mapping GRC Mapping 27 / 45 Which of the following tables exist within the GRC: Profiles application scope? (Choose three) Content Policy Indicator Risk Document 28 / 45 What are some characteristics of the ServiceNow Store? (Choose four) Applications are built on the ServiceNow platform Some applications are certified by ServiceNow It houses both paid and free applications and integrations All applications are certified by ServiceNow Applications may be developed by ServiceNow Technology Partners Applications are certified by other developers 29 / 45 Control indicators may be triggered or scheduled in which state? Draft Monitor Retired Review Attest 30 / 45 What are the different Audit Tasks available in Audit Management? (Choose four) Test Plan Walkthroughs Activities Engagement Plan Control Tests Interviews 31 / 45 Who can send the Policy back to draft or forward it by requesting approval? (Select three) Owner Approvers Owning Group Reviewers 32 / 45 Why would you create Entity classes? To be assigned to Control Objectives, which generate Controls for every Entity listed in the Entity class To show relationships between Entities and Policies and map them directory to Citations To show relationships between tables or objects you are tracking that doesn’t otherwise exist anywhere in ServiceNow To be assigned to risk statements, which generate risks for every Entity listed in the Entity Class 33 / 45 Control Failure Factor represents the impact of Control Failures on what score? Inherent Total Calculated Residual 34 / 45 Which of the following extends from Content [sn_grc_content]? (Choose three) Authority document Risk Statement Citation Policy Control objective 35 / 45 Which role is not part of ServiceNow GRC? Risk Manager Risk Developer Risk User Risk Reader 36 / 45 Possible regulations when Entity scoping for Healthcare. (Choose two) HETRUST FISMA HITRUST HIPAA 37 / 45 Where does a policy get published to when it is approved? Policy Library ServiceNow Library Knowledge Base Authoritative Records 38 / 45 Entity scoping is used for what? Make sure that all of your Entities have the right visibility Scope out the different users and roles that have access to the platform Create and assign controls to the correct users Create, assign, and manage controls and risks across an enterprise 39 / 45 By default, the various states of the audit engagement workflow/lifecycle are: New, Scope, Validate & Plan, Awaiting Approval, Follow-up, Closed Draft, New, Scope, Validate & Plan, Awaiting Approval, Closed Scope, Validate & Plan, Fieldwork, Awaiting Approval, Follow-up, Closed Draft, Validate & Plan, Fieldwork, Awaiting Approval, Follow-up, Closed 40 / 45 Which role reviews the risk response and moves the Risk record into the Monitor state at the appropriate time? Risk User Risk Owner Risk Reader Risk Manager 41 / 45 The Tablename.config: Displays the configuration list view of the table in the browser tab Displays the table in list view within a separate browser tab Displays the configuration list view of the table in the Content Frame Displays the table in list view within the Content Frame 42 / 45 What is the database name of the table Risk statement? sn_grc_risk_definition sn_risk_definition sn_risk_statement sn_grc_risk_statement 43 / 45 Which tables can be leveraged in Entity filters for Entity type to generate Entities? Any Existing ServiceNow Tables Only GRC Tables Only Custom Tables Only Scoped Tables 44 / 45 GRC Options in Interactive Filters are only available through which feature? Metrics Reporting Performance Analytics GRC Filtering Trending Analytics 45 / 45 The ‘Add to Update Set’ utility is available for download via: ServiceNow Developer site ServiceNow HI support ServiceNow Community ServiceNow store Your score is LinkedIn Facebook Twitter VKontakte 0%
