CIS-RC Mock Paper 1 2494 Created on July 15, 2022 By ServiceNow Gyan CIS-RC Mock Paper 1 This Quiz contains Multiple Choice Questions related to Risk and Compliance Application that will help you to pass Certified Implementation Specialist – Risk and Compliance (CIS-RC) certification.Instructions:Number of Questions: 45Time Limit: 1 Hour 30 MinutesPassing Marks: 70% 1 / 45 To Use Advanced Risk Assessment application in Servicenow environment which property must be enable after activating GRC: Advanced Risk Plugin? Migrate to Advanced Risk Assessments [sn_risk_advanced.hide_risk_legacy_lifecycle] Migrate to Advanced Assessment [sn_risk_advanced.hide_risk_legacy_lifecycle] Migrate to Advanced Risk Assessment [sn_risk_advanced_assessment.risk_legacy_lifecycle] Migrate to Advanced Risk [sn_risk_advanced.risk_legacy_lifecycle] 2 / 45 Who can move a Policy into Review? (Choose two) Policy Owner Policy Reviewer Admin Policy Approver 3 / 45 What table, along with the Policy table, is linked to the Control Objective table by a many-to-many relationship? Entity Class Risk Framework Authority Documents Citation 4 / 45 The conditions under which Engagements move into the "Closed" state. (Select three) If the engagement is Rejected, it will move to Closed state. There are no open audit tasks, issues, and milestones after the engagement is approved. All follow-up tasks, issues, and milestones are closed out. The engagement is closed as incomplete during the Scope, Validate, or Fieldwork states. 5 / 45 Which of the following extends from Document [sn_grc_document]? (Choose three) Risk Statement Risk Framework Risk Response Task Authority document Policy 6 / 45 Control indicators may be triggered or scheduled in which state? Retired Review Monitor Draft Attest 7 / 45 Where does a policy get published to when it is approved? Policy Library ServiceNow Library Knowledge Base Authoritative Records 8 / 45 What happens when you assign an Entity Type to a Risk Statement? A risk assessment is created automatically for every Entity listed in the Entity Type The Entity is now going to present a risk score and controls are going to be tied to it An assessment will be automatically generated to test each Entity listed in the Entity Type A risk is automatically generated for every Entity listed in the Entity Type 9 / 45 Which of the following tables exist within the GRC: Profiles application scope? (Choose three) Indicator Content Policy Document Risk 10 / 45 What are the available Source types for Policy Exception? (Select three) Policy Control Objective Issue Indicators 11 / 45 If we talk about GRC maturity level, where most of the customer would fall? Between Level 1 and Level 2 Between Level 3 and Level 4 Between Level 0 and Level 1 Between Level 2 and Level 3 12 / 45 In which state can Compliance Manager or above review Control and move it to either Monitor or return to Draft state? Attest New Awaiting Approval Review 13 / 45 Entity scoping is used for what? Make sure that all of your Entities have the right visibility Scope out the different users and roles that have access to the platform Create and assign controls to the correct users Create, assign, and manage controls and risks across an enterprise 14 / 45 What type of customers may you encounter regarding GRC applications? (Choose three) Organization implementing ServiceNow GRC to help ease their Customer Service organization (using other tools to manage other processes) Organization with little to nothing in place already (implementing one or more core ServiceNow GRC applications) Organization undergoing a full GRC transformation (implementing all three core ServiceNow GRC applications at once or in a phased approach) Organization recently acquired and had some bad audit findings (using ServiceNow GRC to help restart their process) Organization implementing ServiceNow GRC to help ease their Help Desk organization (using other tools to manage other processes) 15 / 45 After an engagement has been approved and there are remaining open tasks or issues and observations associated with the engagement, the engagement automatically moves into which state. Fieldwork Scope Approved Follow Up 16 / 45 Which tables can be leveraged in Entity filters for Entity type to generate Entities? Only Custom Tables Any Existing ServiceNow Tables Only GRC Tables Only Scoped Tables 17 / 45 What are the four values leveraged for the Inherent and Residual Risk Score Types? Impact, Likelihood, SLE, ALE Impact, Probability, SLE, ARO Impact, Likelihood, SLE, Score Impact, Likelihood, SLE, ARO 18 / 45 What would you leverage in order to provide users with an alternate user experience to view policies, create policy exceptions, and search for controls? Access Portal Help Desk Portal Catalog Portal Service Portal 19 / 45 What are the different Audit Tasks available in Audit Management? (Choose four) Engagement Plan Interviews Walkthroughs Control Tests Test Plan Activities 20 / 45 The Plugin for GRC: Audit Management is: [sn_grc_audit] [sn_audit] [sn_audit_ws] [sn_audit_management] 21 / 45 Which of the following extends from item [sn_grc_item]? (Choose two) Control Risk Policy Issue Citation 22 / 45 Why would you create Entity classes? To be assigned to Control Objectives, which generate Controls for every Entity listed in the Entity class To show relationships between Entities and Policies and map them directory to Citations To show relationships between tables or objects you are tracking that doesn’t otherwise exist anywhere in ServiceNow To be assigned to risk statements, which generate risks for every Entity listed in the Entity Class 23 / 45 By default, the various states of the audit engagement workflow/lifecycle are: Draft, New, Scope, Validate & Plan, Awaiting Approval, Closed New, Scope, Validate & Plan, Awaiting Approval, Follow-up, Closed Scope, Validate & Plan, Fieldwork, Awaiting Approval, Follow-up, Closed Draft, Validate & Plan, Fieldwork, Awaiting Approval, Follow-up, Closed 24 / 45 Control Failure Factor represents the impact of Control Failures on what score? Total Inherent Calculated Residual 25 / 45 What is the database name of the table Risk statement? sn_risk_statement sn_grc_risk_statement sn_grc_risk_definition sn_risk_definition 26 / 45 Which table store the links from Entity to Entity Types? [sn_risk_m2m_profile_profile_type] [sn_grc_m2m_entity_entity_type] [sn_grc_m2m_profile_profile_type] [sn_grc_risk_m2m_profile_profile_type] 27 / 45 Which of the following extends from Content [sn_grc_content]? (Choose three) Policy Authority document Risk Statement Citation Control objective 28 / 45 Which one of the following is not a trigger for issue creation? Attestation returns the result as ‘Not Implemented’ Manual issue created by any manager or admin role as well as by audit user Indicator failure Risk assessment returns the inherent and residual risk impact as ‘Very High’ Control effectiveness is ‘Ineffective’ and the state of control test is ‘Closed Complete’ 29 / 45 GRC Options in Interactive Filters are only available through which feature? GRC Filtering Trending Analytics Performance Analytics Metrics Reporting 30 / 45 _______ can be used to build the relationship between the entity classes. GRC Workbench GRC Dependency Mapping GRC Mapping GRC Relationship Mapping 31 / 45 UCF has a collection of what? Select all UCF terms. (Choose three) Authority Documents Policies Control Indicators Citations Controls 32 / 45 The Tablename.config: Displays the table in list view within a separate browser tab Displays the configuration list view of the table in the browser tab Displays the configuration list view of the table in the Content Frame Displays the table in list view within the Content Frame 33 / 45 Which role is not part of ServiceNow GRC? Risk User Risk Developer Risk Manager Risk Reader 34 / 45 Which role reviews the risk response and moves the Risk record into the Monitor state at the appropriate time? Risk Reader Risk Manager Risk User Risk Owner 35 / 45 What are some characteristics of the ServiceNow Store? (Choose four) Applications are built on the ServiceNow platform All applications are certified by ServiceNow Applications are certified by other developers It houses both paid and free applications and integrations Applications may be developed by ServiceNow Technology Partners Some applications are certified by ServiceNow 36 / 45 Who can send the Policy back to draft or forward it by requesting approval? (Select three) Owning Group Reviewers Approvers Owner 37 / 45 The ‘Add to Update Set’ utility is available for download via: ServiceNow Developer site ServiceNow HI support ServiceNow Community ServiceNow store 38 / 45 When calculating compliance scores, what is true about the weighting of Controls? (Choose two) The default value is 10 The weight cannot be changed The weight of the Control is set when the Control is created Controls are not weighted equally by default 39 / 45 What are the available options by default to create Policy Exception? (Select four) Indicators Service Portal Policy Exception Module Risk Module Control Objective Record Issue Record 40 / 45 Which of the following statements is true of a Risk Response task? Only users with the risk_manager role or higher can be assigned to a Risk Response task The Risk Response task is automatically progressed through the states using a workflow Only one Risk Response task can be related to a Risk at a time The risk admin role is required to assign the Risk Response task 41 / 45 What are the Risk Scoring methods available in ServiceNow? (Choose two) Inherent Calculated Residual Quantitative Qualitative 42 / 45 In Risk Management, which role is required to move the risk record into the Monitor State? Risk Reader Risk Developer Risk User Risk Manager 43 / 45 What GRC module would you access in order to update Entity Types? CMDB Scoping - Profiles Scoping - Entity Types Risk - Entities 44 / 45 What are the different states available out of the box for classic/standard Risk management? New, Awaiting Approval, Respond, Review, Monitor, Retired Draft, Assess, Respond, Review, Monitor, Retired Draft, Assess, Review, Monitor, Retired New, Assess, Respond, Review, Monitor, Retired 45 / 45 Possible regulations when Entity scoping for Healthcare. (Choose two) HIPAA HITRUST FISMA HETRUST Your score is LinkedIn Facebook Twitter VKontakte 0%