CIS-RC Mock Paper 1 2875 Created on July 15, 2022 By ServiceNow Gyan CIS-RC Mock Paper 1 This Quiz contains Multiple Choice Questions related to Risk and Compliance Application that will help you to pass Certified Implementation Specialist – Risk and Compliance (CIS-RC) certification.Instructions:Number of Questions: 45Time Limit: 1 Hour 30 MinutesPassing Marks: 70% 1 / 45 What type of customers may you encounter regarding GRC applications? (Choose three) Organization recently acquired and had some bad audit findings (using ServiceNow GRC to help restart their process) Organization implementing ServiceNow GRC to help ease their Customer Service organization (using other tools to manage other processes) Organization with little to nothing in place already (implementing one or more core ServiceNow GRC applications) Organization implementing ServiceNow GRC to help ease their Help Desk organization (using other tools to manage other processes) Organization undergoing a full GRC transformation (implementing all three core ServiceNow GRC applications at once or in a phased approach) 2 / 45 What are the four values leveraged for the Inherent and Residual Risk Score Types? Impact, Likelihood, SLE, ARO Impact, Likelihood, SLE, ALE Impact, Likelihood, SLE, Score Impact, Probability, SLE, ARO 3 / 45 What GRC module would you access in order to update Entity Types? Scoping - Entity Types Risk - Entities CMDB Scoping - Profiles 4 / 45 The Plugin for GRC: Audit Management is: [sn_audit_management] [sn_grc_audit] [sn_audit_ws] [sn_audit] 5 / 45 After an engagement has been approved and there are remaining open tasks or issues and observations associated with the engagement, the engagement automatically moves into which state. Approved Fieldwork Scope Follow Up 6 / 45 Possible regulations when Entity scoping for Healthcare. (Choose two) HETRUST HITRUST FISMA HIPAA 7 / 45 What are the different states available out of the box for classic/standard Risk management? Draft, Assess, Respond, Review, Monitor, Retired Draft, Assess, Review, Monitor, Retired New, Awaiting Approval, Respond, Review, Monitor, Retired New, Assess, Respond, Review, Monitor, Retired 8 / 45 The Tablename.config: Displays the configuration list view of the table in the Content Frame Displays the table in list view within the Content Frame Displays the table in list view within a separate browser tab Displays the configuration list view of the table in the browser tab 9 / 45 UCF has a collection of what? Select all UCF terms. (Choose three) Authority Documents Controls Control Indicators Policies Citations 10 / 45 Where does a policy get published to when it is approved? Authoritative Records ServiceNow Library Knowledge Base Policy Library 11 / 45 By default, the various states of the audit engagement workflow/lifecycle are: Draft, Validate & Plan, Fieldwork, Awaiting Approval, Follow-up, Closed Scope, Validate & Plan, Fieldwork, Awaiting Approval, Follow-up, Closed New, Scope, Validate & Plan, Awaiting Approval, Follow-up, Closed Draft, New, Scope, Validate & Plan, Awaiting Approval, Closed 12 / 45 What are the available Source types for Policy Exception? (Select three) Issue Control Objective Policy Indicators 13 / 45 What are some characteristics of the ServiceNow Store? (Choose four) Some applications are certified by ServiceNow Applications are certified by other developers Applications are built on the ServiceNow platform It houses both paid and free applications and integrations All applications are certified by ServiceNow Applications may be developed by ServiceNow Technology Partners 14 / 45 Which role is not part of ServiceNow GRC? Risk Reader Risk Developer Risk User Risk Manager 15 / 45 If we talk about GRC maturity level, where most of the customer would fall? Between Level 0 and Level 1 Between Level 2 and Level 3 Between Level 3 and Level 4 Between Level 1 and Level 2 16 / 45 What happens when you assign an Entity Type to a Risk Statement? A risk is automatically generated for every Entity listed in the Entity Type The Entity is now going to present a risk score and controls are going to be tied to it A risk assessment is created automatically for every Entity listed in the Entity Type An assessment will be automatically generated to test each Entity listed in the Entity Type 17 / 45 Which of the following extends from Content [sn_grc_content]? (Choose three) Authority document Control objective Policy Risk Statement Citation 18 / 45 In which state can Compliance Manager or above review Control and move it to either Monitor or return to Draft state? Awaiting Approval New Attest Review 19 / 45 Control indicators may be triggered or scheduled in which state? Draft Attest Monitor Retired Review 20 / 45 Which of the following statements is true of a Risk Response task? The risk admin role is required to assign the Risk Response task The Risk Response task is automatically progressed through the states using a workflow Only users with the risk_manager role or higher can be assigned to a Risk Response task Only one Risk Response task can be related to a Risk at a time 21 / 45 _______ can be used to build the relationship between the entity classes. GRC Mapping GRC Workbench GRC Dependency Mapping GRC Relationship Mapping 22 / 45 What are the different Audit Tasks available in Audit Management? (Choose four) Interviews Walkthroughs Control Tests Activities Engagement Plan Test Plan 23 / 45 Which role reviews the risk response and moves the Risk record into the Monitor state at the appropriate time? Risk Manager Risk Reader Risk Owner Risk User 24 / 45 To Use Advanced Risk Assessment application in Servicenow environment which property must be enable after activating GRC: Advanced Risk Plugin? Migrate to Advanced Risk [sn_risk_advanced.risk_legacy_lifecycle] Migrate to Advanced Assessment [sn_risk_advanced.hide_risk_legacy_lifecycle] Migrate to Advanced Risk Assessments [sn_risk_advanced.hide_risk_legacy_lifecycle] Migrate to Advanced Risk Assessment [sn_risk_advanced_assessment.risk_legacy_lifecycle] 25 / 45 What would you leverage in order to provide users with an alternate user experience to view policies, create policy exceptions, and search for controls? Help Desk Portal Catalog Portal Access Portal Service Portal 26 / 45 Who can send the Policy back to draft or forward it by requesting approval? (Select three) Reviewers Approvers Owner Owning Group 27 / 45 Which table store the links from Entity to Entity Types? [sn_grc_m2m_profile_profile_type] [sn_grc_risk_m2m_profile_profile_type] [sn_grc_m2m_entity_entity_type] [sn_risk_m2m_profile_profile_type] 28 / 45 Why would you create Entity classes? To be assigned to Control Objectives, which generate Controls for every Entity listed in the Entity class To show relationships between tables or objects you are tracking that doesn’t otherwise exist anywhere in ServiceNow To show relationships between Entities and Policies and map them directory to Citations To be assigned to risk statements, which generate risks for every Entity listed in the Entity Class 29 / 45 What are the available options by default to create Policy Exception? (Select four) Issue Record Control Objective Record Risk Module Indicators Service Portal Policy Exception Module 30 / 45 Entity scoping is used for what? Create and assign controls to the correct users Create, assign, and manage controls and risks across an enterprise Scope out the different users and roles that have access to the platform Make sure that all of your Entities have the right visibility 31 / 45 The ‘Add to Update Set’ utility is available for download via: ServiceNow Community ServiceNow store ServiceNow Developer site ServiceNow HI support 32 / 45 In Risk Management, which role is required to move the risk record into the Monitor State? Risk Developer Risk Manager Risk User Risk Reader 33 / 45 When calculating compliance scores, what is true about the weighting of Controls? (Choose two) The weight cannot be changed The weight of the Control is set when the Control is created The default value is 10 Controls are not weighted equally by default 34 / 45 What is the database name of the table Risk statement? sn_risk_definition sn_risk_statement sn_grc_risk_definition sn_grc_risk_statement 35 / 45 GRC Options in Interactive Filters are only available through which feature? Performance Analytics Trending Analytics Metrics Reporting GRC Filtering 36 / 45 Which tables can be leveraged in Entity filters for Entity type to generate Entities? Only Scoped Tables Only GRC Tables Only Custom Tables Any Existing ServiceNow Tables 37 / 45 Who can move a Policy into Review? (Choose two) Policy Owner Policy Approver Admin Policy Reviewer 38 / 45 What are the Risk Scoring methods available in ServiceNow? (Choose two) Quantitative Residual Qualitative Calculated Inherent 39 / 45 Which of the following extends from item [sn_grc_item]? (Choose two) Risk Citation Control Issue Policy 40 / 45 What table, along with the Policy table, is linked to the Control Objective table by a many-to-many relationship? Authority Documents Citation Risk Framework Entity Class 41 / 45 Which of the following extends from Document [sn_grc_document]? (Choose three) Risk Statement Risk Response Task Authority document Risk Framework Policy 42 / 45 Which one of the following is not a trigger for issue creation? Manual issue created by any manager or admin role as well as by audit user Indicator failure Attestation returns the result as ‘Not Implemented’ Risk assessment returns the inherent and residual risk impact as ‘Very High’ Control effectiveness is ‘Ineffective’ and the state of control test is ‘Closed Complete’ 43 / 45 The conditions under which Engagements move into the "Closed" state. (Select three) There are no open audit tasks, issues, and milestones after the engagement is approved. All follow-up tasks, issues, and milestones are closed out. If the engagement is Rejected, it will move to Closed state. The engagement is closed as incomplete during the Scope, Validate, or Fieldwork states. 44 / 45 Control Failure Factor represents the impact of Control Failures on what score? Inherent Residual Calculated Total 45 / 45 Which of the following tables exist within the GRC: Profiles application scope? (Choose three) Document Indicator Content Risk Policy Your score is LinkedIn Facebook Twitter VKontakte 0%
