CIS-RC Mock Paper 1 2955 Created on July 15, 2022 By ServiceNow Gyan CIS-RC Mock Paper 1 This Quiz contains Multiple Choice Questions related to Risk and Compliance Application that will help you to pass Certified Implementation Specialist – Risk and Compliance (CIS-RC) certification.Instructions:Number of Questions: 45Time Limit: 1 Hour 30 MinutesPassing Marks: 70% 1 / 45 Which of the following extends from Document [sn_grc_document]? (Choose three) Risk Response Task Risk Statement Policy Authority document Risk Framework 2 / 45 Where does a policy get published to when it is approved? Policy Library Authoritative Records ServiceNow Library Knowledge Base 3 / 45 Which role reviews the risk response and moves the Risk record into the Monitor state at the appropriate time? Risk Owner Risk User Risk Manager Risk Reader 4 / 45 What GRC module would you access in order to update Entity Types? CMDB Scoping - Profiles Risk - Entities Scoping - Entity Types 5 / 45 What is the database name of the table Risk statement? sn_risk_statement sn_grc_risk_definition sn_grc_risk_statement sn_risk_definition 6 / 45 The Tablename.config: Displays the configuration list view of the table in the browser tab Displays the configuration list view of the table in the Content Frame Displays the table in list view within the Content Frame Displays the table in list view within a separate browser tab 7 / 45 The conditions under which Engagements move into the "Closed" state. (Select three) All follow-up tasks, issues, and milestones are closed out. If the engagement is Rejected, it will move to Closed state. There are no open audit tasks, issues, and milestones after the engagement is approved. The engagement is closed as incomplete during the Scope, Validate, or Fieldwork states. 8 / 45 Which role is not part of ServiceNow GRC? Risk Reader Risk Manager Risk Developer Risk User 9 / 45 What happens when you assign an Entity Type to a Risk Statement? An assessment will be automatically generated to test each Entity listed in the Entity Type A risk is automatically generated for every Entity listed in the Entity Type The Entity is now going to present a risk score and controls are going to be tied to it A risk assessment is created automatically for every Entity listed in the Entity Type 10 / 45 Entity scoping is used for what? Create and assign controls to the correct users Scope out the different users and roles that have access to the platform Create, assign, and manage controls and risks across an enterprise Make sure that all of your Entities have the right visibility 11 / 45 Which of the following statements is true of a Risk Response task? Only one Risk Response task can be related to a Risk at a time The risk admin role is required to assign the Risk Response task Only users with the risk_manager role or higher can be assigned to a Risk Response task The Risk Response task is automatically progressed through the states using a workflow 12 / 45 When calculating compliance scores, what is true about the weighting of Controls? (Choose two) Controls are not weighted equally by default The default value is 10 The weight cannot be changed The weight of the Control is set when the Control is created 13 / 45 What are the Risk Scoring methods available in ServiceNow? (Choose two) Calculated Qualitative Inherent Residual Quantitative 14 / 45 After an engagement has been approved and there are remaining open tasks or issues and observations associated with the engagement, the engagement automatically moves into which state. Scope Follow Up Fieldwork Approved 15 / 45 Which tables can be leveraged in Entity filters for Entity type to generate Entities? Any Existing ServiceNow Tables Only Scoped Tables Only Custom Tables Only GRC Tables 16 / 45 The Plugin for GRC: Audit Management is: [sn_audit_ws] [sn_audit_management] [sn_audit] [sn_grc_audit] 17 / 45 In which state can Compliance Manager or above review Control and move it to either Monitor or return to Draft state? Attest New Review Awaiting Approval 18 / 45 Possible regulations when Entity scoping for Healthcare. (Choose two) FISMA HETRUST HITRUST HIPAA 19 / 45 What are the different Audit Tasks available in Audit Management? (Choose four) Control Tests Activities Engagement Plan Walkthroughs Test Plan Interviews 20 / 45 Which of the following tables exist within the GRC: Profiles application scope? (Choose three) Content Indicator Document Policy Risk 21 / 45 Why would you create Entity classes? To be assigned to risk statements, which generate risks for every Entity listed in the Entity Class To show relationships between Entities and Policies and map them directory to Citations To show relationships between tables or objects you are tracking that doesn’t otherwise exist anywhere in ServiceNow To be assigned to Control Objectives, which generate Controls for every Entity listed in the Entity class 22 / 45 GRC Options in Interactive Filters are only available through which feature? GRC Filtering Performance Analytics Metrics Reporting Trending Analytics 23 / 45 What would you leverage in order to provide users with an alternate user experience to view policies, create policy exceptions, and search for controls? Catalog Portal Service Portal Access Portal Help Desk Portal 24 / 45 Who can move a Policy into Review? (Choose two) Policy Approver Policy Owner Admin Policy Reviewer 25 / 45 What table, along with the Policy table, is linked to the Control Objective table by a many-to-many relationship? Authority Documents Entity Class Citation Risk Framework 26 / 45 What are some characteristics of the ServiceNow Store? (Choose four) It houses both paid and free applications and integrations Applications are certified by other developers Some applications are certified by ServiceNow All applications are certified by ServiceNow Applications may be developed by ServiceNow Technology Partners Applications are built on the ServiceNow platform 27 / 45 To Use Advanced Risk Assessment application in Servicenow environment which property must be enable after activating GRC: Advanced Risk Plugin? Migrate to Advanced Assessment [sn_risk_advanced.hide_risk_legacy_lifecycle] Migrate to Advanced Risk [sn_risk_advanced.risk_legacy_lifecycle] Migrate to Advanced Risk Assessment [sn_risk_advanced_assessment.risk_legacy_lifecycle] Migrate to Advanced Risk Assessments [sn_risk_advanced.hide_risk_legacy_lifecycle] 28 / 45 Which of the following extends from Content [sn_grc_content]? (Choose three) Policy Citation Risk Statement Control objective Authority document 29 / 45 Who can send the Policy back to draft or forward it by requesting approval? (Select three) Owner Approvers Owning Group Reviewers 30 / 45 What type of customers may you encounter regarding GRC applications? (Choose three) Organization implementing ServiceNow GRC to help ease their Customer Service organization (using other tools to manage other processes) Organization implementing ServiceNow GRC to help ease their Help Desk organization (using other tools to manage other processes) Organization undergoing a full GRC transformation (implementing all three core ServiceNow GRC applications at once or in a phased approach) Organization recently acquired and had some bad audit findings (using ServiceNow GRC to help restart their process) Organization with little to nothing in place already (implementing one or more core ServiceNow GRC applications) 31 / 45 What are the available Source types for Policy Exception? (Select three) Control Objective Issue Policy Indicators 32 / 45 What are the different states available out of the box for classic/standard Risk management? Draft, Assess, Review, Monitor, Retired New, Awaiting Approval, Respond, Review, Monitor, Retired New, Assess, Respond, Review, Monitor, Retired Draft, Assess, Respond, Review, Monitor, Retired 33 / 45 What are the available options by default to create Policy Exception? (Select four) Policy Exception Module Indicators Issue Record Service Portal Control Objective Record Risk Module 34 / 45 In Risk Management, which role is required to move the risk record into the Monitor State? Risk Manager Risk Reader Risk Developer Risk User 35 / 45 By default, the various states of the audit engagement workflow/lifecycle are: Draft, New, Scope, Validate & Plan, Awaiting Approval, Closed Scope, Validate & Plan, Fieldwork, Awaiting Approval, Follow-up, Closed Draft, Validate & Plan, Fieldwork, Awaiting Approval, Follow-up, Closed New, Scope, Validate & Plan, Awaiting Approval, Follow-up, Closed 36 / 45 The ‘Add to Update Set’ utility is available for download via: ServiceNow Developer site ServiceNow store ServiceNow Community ServiceNow HI support 37 / 45 If we talk about GRC maturity level, where most of the customer would fall? Between Level 0 and Level 1 Between Level 3 and Level 4 Between Level 1 and Level 2 Between Level 2 and Level 3 38 / 45 Which one of the following is not a trigger for issue creation? Risk assessment returns the inherent and residual risk impact as ‘Very High’ Attestation returns the result as ‘Not Implemented’ Indicator failure Manual issue created by any manager or admin role as well as by audit user Control effectiveness is ‘Ineffective’ and the state of control test is ‘Closed Complete’ 39 / 45 Which table store the links from Entity to Entity Types? [sn_grc_m2m_entity_entity_type] [sn_grc_m2m_profile_profile_type] [sn_risk_m2m_profile_profile_type] [sn_grc_risk_m2m_profile_profile_type] 40 / 45 UCF has a collection of what? Select all UCF terms. (Choose three) Policies Controls Control Indicators Authority Documents Citations 41 / 45 _______ can be used to build the relationship between the entity classes. GRC Relationship Mapping GRC Workbench GRC Dependency Mapping GRC Mapping 42 / 45 Which of the following extends from item [sn_grc_item]? (Choose two) Issue Policy Risk Citation Control 43 / 45 Control indicators may be triggered or scheduled in which state? Review Draft Monitor Attest Retired 44 / 45 Control Failure Factor represents the impact of Control Failures on what score? Residual Calculated Inherent Total 45 / 45 What are the four values leveraged for the Inherent and Residual Risk Score Types? Impact, Likelihood, SLE, ALE Impact, Probability, SLE, ARO Impact, Likelihood, SLE, ARO Impact, Likelihood, SLE, Score Your score is LinkedIn Facebook Twitter VKontakte 0%
