CIS-RC Mock Paper 1 2506 Created on July 15, 2022 By ServiceNow Gyan CIS-RC Mock Paper 1 This Quiz contains Multiple Choice Questions related to Risk and Compliance Application that will help you to pass Certified Implementation Specialist – Risk and Compliance (CIS-RC) certification.Instructions:Number of Questions: 45Time Limit: 1 Hour 30 MinutesPassing Marks: 70% 1 / 45 Which of the following tables exist within the GRC: Profiles application scope? (Choose three) Policy Document Indicator Content Risk 2 / 45 In Risk Management, which role is required to move the risk record into the Monitor State? Risk Manager Risk Developer Risk Reader Risk User 3 / 45 When calculating compliance scores, what is true about the weighting of Controls? (Choose two) The default value is 10 Controls are not weighted equally by default The weight of the Control is set when the Control is created The weight cannot be changed 4 / 45 Which of the following extends from Document [sn_grc_document]? (Choose three) Risk Response Task Authority document Risk Framework Risk Statement Policy 5 / 45 What are the Risk Scoring methods available in ServiceNow? (Choose two) Quantitative Inherent Residual Calculated Qualitative 6 / 45 What would you leverage in order to provide users with an alternate user experience to view policies, create policy exceptions, and search for controls? Service Portal Catalog Portal Access Portal Help Desk Portal 7 / 45 In which state can Compliance Manager or above review Control and move it to either Monitor or return to Draft state? Attest Review New Awaiting Approval 8 / 45 What are the available Source types for Policy Exception? (Select three) Policy Indicators Issue Control Objective 9 / 45 Which tables can be leveraged in Entity filters for Entity type to generate Entities? Only Custom Tables Any Existing ServiceNow Tables Only Scoped Tables Only GRC Tables 10 / 45 The Tablename.config: Displays the table in list view within the Content Frame Displays the table in list view within a separate browser tab Displays the configuration list view of the table in the Content Frame Displays the configuration list view of the table in the browser tab 11 / 45 Where does a policy get published to when it is approved? Policy Library ServiceNow Library Authoritative Records Knowledge Base 12 / 45 Which of the following statements is true of a Risk Response task? The risk admin role is required to assign the Risk Response task Only one Risk Response task can be related to a Risk at a time Only users with the risk_manager role or higher can be assigned to a Risk Response task The Risk Response task is automatically progressed through the states using a workflow 13 / 45 What are the different Audit Tasks available in Audit Management? (Choose four) Engagement Plan Activities Test Plan Walkthroughs Control Tests Interviews 14 / 45 Possible regulations when Entity scoping for Healthcare. (Choose two) FISMA HETRUST HIPAA HITRUST 15 / 45 After an engagement has been approved and there are remaining open tasks or issues and observations associated with the engagement, the engagement automatically moves into which state. Fieldwork Follow Up Approved Scope 16 / 45 Which of the following extends from item [sn_grc_item]? (Choose two) Issue Policy Control Risk Citation 17 / 45 Control Failure Factor represents the impact of Control Failures on what score? Total Residual Inherent Calculated 18 / 45 Which of the following extends from Content [sn_grc_content]? (Choose three) Citation Policy Risk Statement Control objective Authority document 19 / 45 By default, the various states of the audit engagement workflow/lifecycle are: Draft, Validate & Plan, Fieldwork, Awaiting Approval, Follow-up, Closed Draft, New, Scope, Validate & Plan, Awaiting Approval, Closed New, Scope, Validate & Plan, Awaiting Approval, Follow-up, Closed Scope, Validate & Plan, Fieldwork, Awaiting Approval, Follow-up, Closed 20 / 45 Which one of the following is not a trigger for issue creation? Control effectiveness is ‘Ineffective’ and the state of control test is ‘Closed Complete’ Manual issue created by any manager or admin role as well as by audit user Attestation returns the result as ‘Not Implemented’ Risk assessment returns the inherent and residual risk impact as ‘Very High’ Indicator failure 21 / 45 What are the four values leveraged for the Inherent and Residual Risk Score Types? Impact, Likelihood, SLE, ARO Impact, Probability, SLE, ARO Impact, Likelihood, SLE, Score Impact, Likelihood, SLE, ALE 22 / 45 What happens when you assign an Entity Type to a Risk Statement? A risk is automatically generated for every Entity listed in the Entity Type A risk assessment is created automatically for every Entity listed in the Entity Type The Entity is now going to present a risk score and controls are going to be tied to it An assessment will be automatically generated to test each Entity listed in the Entity Type 23 / 45 Entity scoping is used for what? Create and assign controls to the correct users Create, assign, and manage controls and risks across an enterprise Scope out the different users and roles that have access to the platform Make sure that all of your Entities have the right visibility 24 / 45 The ‘Add to Update Set’ utility is available for download via: ServiceNow store ServiceNow Developer site ServiceNow HI support ServiceNow Community 25 / 45 What is the database name of the table Risk statement? sn_grc_risk_statement sn_grc_risk_definition sn_risk_definition sn_risk_statement 26 / 45 If we talk about GRC maturity level, where most of the customer would fall? Between Level 1 and Level 2 Between Level 2 and Level 3 Between Level 3 and Level 4 Between Level 0 and Level 1 27 / 45 The conditions under which Engagements move into the "Closed" state. (Select three) All follow-up tasks, issues, and milestones are closed out. If the engagement is Rejected, it will move to Closed state. The engagement is closed as incomplete during the Scope, Validate, or Fieldwork states. There are no open audit tasks, issues, and milestones after the engagement is approved. 28 / 45 Which table store the links from Entity to Entity Types? [sn_grc_risk_m2m_profile_profile_type] [sn_grc_m2m_profile_profile_type] [sn_risk_m2m_profile_profile_type] [sn_grc_m2m_entity_entity_type] 29 / 45 What table, along with the Policy table, is linked to the Control Objective table by a many-to-many relationship? Risk Framework Citation Entity Class Authority Documents 30 / 45 What GRC module would you access in order to update Entity Types? Scoping - Profiles Risk - Entities Scoping - Entity Types CMDB 31 / 45 Control indicators may be triggered or scheduled in which state? Attest Monitor Review Draft Retired 32 / 45 _______ can be used to build the relationship between the entity classes. GRC Workbench GRC Relationship Mapping GRC Mapping GRC Dependency Mapping 33 / 45 Which role reviews the risk response and moves the Risk record into the Monitor state at the appropriate time? Risk User Risk Manager Risk Owner Risk Reader 34 / 45 The Plugin for GRC: Audit Management is: [sn_audit_ws] [sn_audit_management] [sn_grc_audit] [sn_audit] 35 / 45 What type of customers may you encounter regarding GRC applications? (Choose three) Organization implementing ServiceNow GRC to help ease their Customer Service organization (using other tools to manage other processes) Organization with little to nothing in place already (implementing one or more core ServiceNow GRC applications) Organization recently acquired and had some bad audit findings (using ServiceNow GRC to help restart their process) Organization implementing ServiceNow GRC to help ease their Help Desk organization (using other tools to manage other processes) Organization undergoing a full GRC transformation (implementing all three core ServiceNow GRC applications at once or in a phased approach) 36 / 45 UCF has a collection of what? Select all UCF terms. (Choose three) Authority Documents Citations Policies Control Indicators Controls 37 / 45 What are the available options by default to create Policy Exception? (Select four) Risk Module Control Objective Record Issue Record Policy Exception Module Service Portal Indicators 38 / 45 Why would you create Entity classes? To show relationships between Entities and Policies and map them directory to Citations To show relationships between tables or objects you are tracking that doesn’t otherwise exist anywhere in ServiceNow To be assigned to Control Objectives, which generate Controls for every Entity listed in the Entity class To be assigned to risk statements, which generate risks for every Entity listed in the Entity Class 39 / 45 What are some characteristics of the ServiceNow Store? (Choose four) Some applications are certified by ServiceNow Applications are built on the ServiceNow platform Applications may be developed by ServiceNow Technology Partners It houses both paid and free applications and integrations All applications are certified by ServiceNow Applications are certified by other developers 40 / 45 What are the different states available out of the box for classic/standard Risk management? New, Assess, Respond, Review, Monitor, Retired Draft, Assess, Respond, Review, Monitor, Retired New, Awaiting Approval, Respond, Review, Monitor, Retired Draft, Assess, Review, Monitor, Retired 41 / 45 Who can send the Policy back to draft or forward it by requesting approval? (Select three) Owner Reviewers Owning Group Approvers 42 / 45 Who can move a Policy into Review? (Choose two) Policy Reviewer Policy Owner Admin Policy Approver 43 / 45 GRC Options in Interactive Filters are only available through which feature? GRC Filtering Trending Analytics Performance Analytics Metrics Reporting 44 / 45 To Use Advanced Risk Assessment application in Servicenow environment which property must be enable after activating GRC: Advanced Risk Plugin? Migrate to Advanced Risk Assessments [sn_risk_advanced.hide_risk_legacy_lifecycle] Migrate to Advanced Assessment [sn_risk_advanced.hide_risk_legacy_lifecycle] Migrate to Advanced Risk [sn_risk_advanced.risk_legacy_lifecycle] Migrate to Advanced Risk Assessment [sn_risk_advanced_assessment.risk_legacy_lifecycle] 45 / 45 Which role is not part of ServiceNow GRC? Risk Manager Risk Developer Risk Reader Risk User Your score is LinkedIn Facebook Twitter VKontakte 0%
