CIS-RC Mock Paper 1 2792 Created on July 15, 2022 By ServiceNow Gyan CIS-RC Mock Paper 1 This Quiz contains Multiple Choice Questions related to Risk and Compliance Application that will help you to pass Certified Implementation Specialist – Risk and Compliance (CIS-RC) certification.Instructions:Number of Questions: 45Time Limit: 1 Hour 30 MinutesPassing Marks: 70% 1 / 45 The Plugin for GRC: Audit Management is: [sn_audit_ws] [sn_audit_management] [sn_audit] [sn_grc_audit] 2 / 45 Which one of the following is not a trigger for issue creation? Control effectiveness is ‘Ineffective’ and the state of control test is ‘Closed Complete’ Manual issue created by any manager or admin role as well as by audit user Indicator failure Attestation returns the result as ‘Not Implemented’ Risk assessment returns the inherent and residual risk impact as ‘Very High’ 3 / 45 Where does a policy get published to when it is approved? ServiceNow Library Knowledge Base Authoritative Records Policy Library 4 / 45 Why would you create Entity classes? To be assigned to risk statements, which generate risks for every Entity listed in the Entity Class To show relationships between Entities and Policies and map them directory to Citations To show relationships between tables or objects you are tracking that doesn’t otherwise exist anywhere in ServiceNow To be assigned to Control Objectives, which generate Controls for every Entity listed in the Entity class 5 / 45 What would you leverage in order to provide users with an alternate user experience to view policies, create policy exceptions, and search for controls? Catalog Portal Access Portal Service Portal Help Desk Portal 6 / 45 In which state can Compliance Manager or above review Control and move it to either Monitor or return to Draft state? Review Attest Awaiting Approval New 7 / 45 If we talk about GRC maturity level, where most of the customer would fall? Between Level 3 and Level 4 Between Level 2 and Level 3 Between Level 1 and Level 2 Between Level 0 and Level 1 8 / 45 GRC Options in Interactive Filters are only available through which feature? GRC Filtering Performance Analytics Metrics Reporting Trending Analytics 9 / 45 Entity scoping is used for what? Create and assign controls to the correct users Make sure that all of your Entities have the right visibility Scope out the different users and roles that have access to the platform Create, assign, and manage controls and risks across an enterprise 10 / 45 Which role reviews the risk response and moves the Risk record into the Monitor state at the appropriate time? Risk Manager Risk User Risk Reader Risk Owner 11 / 45 Which of the following extends from Content [sn_grc_content]? (Choose three) Control objective Policy Citation Risk Statement Authority document 12 / 45 What GRC module would you access in order to update Entity Types? Risk - Entities Scoping - Profiles CMDB Scoping - Entity Types 13 / 45 What type of customers may you encounter regarding GRC applications? (Choose three) Organization implementing ServiceNow GRC to help ease their Customer Service organization (using other tools to manage other processes) Organization implementing ServiceNow GRC to help ease their Help Desk organization (using other tools to manage other processes) Organization with little to nothing in place already (implementing one or more core ServiceNow GRC applications) Organization undergoing a full GRC transformation (implementing all three core ServiceNow GRC applications at once or in a phased approach) Organization recently acquired and had some bad audit findings (using ServiceNow GRC to help restart their process) 14 / 45 The Tablename.config: Displays the table in list view within the Content Frame Displays the table in list view within a separate browser tab Displays the configuration list view of the table in the Content Frame Displays the configuration list view of the table in the browser tab 15 / 45 Control indicators may be triggered or scheduled in which state? Monitor Draft Review Retired Attest 16 / 45 What are the available Source types for Policy Exception? (Select three) Indicators Issue Control Objective Policy 17 / 45 The ‘Add to Update Set’ utility is available for download via: ServiceNow Developer site ServiceNow HI support ServiceNow Community ServiceNow store 18 / 45 What are the different states available out of the box for classic/standard Risk management? Draft, Assess, Review, Monitor, Retired New, Awaiting Approval, Respond, Review, Monitor, Retired New, Assess, Respond, Review, Monitor, Retired Draft, Assess, Respond, Review, Monitor, Retired 19 / 45 UCF has a collection of what? Select all UCF terms. (Choose three) Citations Controls Control Indicators Policies Authority Documents 20 / 45 Control Failure Factor represents the impact of Control Failures on what score? Calculated Residual Inherent Total 21 / 45 The conditions under which Engagements move into the "Closed" state. (Select three) All follow-up tasks, issues, and milestones are closed out. If the engagement is Rejected, it will move to Closed state. There are no open audit tasks, issues, and milestones after the engagement is approved. The engagement is closed as incomplete during the Scope, Validate, or Fieldwork states. 22 / 45 Who can send the Policy back to draft or forward it by requesting approval? (Select three) Owning Group Owner Reviewers Approvers 23 / 45 What table, along with the Policy table, is linked to the Control Objective table by a many-to-many relationship? Authority Documents Entity Class Citation Risk Framework 24 / 45 When calculating compliance scores, what is true about the weighting of Controls? (Choose two) The weight cannot be changed Controls are not weighted equally by default The default value is 10 The weight of the Control is set when the Control is created 25 / 45 To Use Advanced Risk Assessment application in Servicenow environment which property must be enable after activating GRC: Advanced Risk Plugin? Migrate to Advanced Risk Assessment [sn_risk_advanced_assessment.risk_legacy_lifecycle] Migrate to Advanced Assessment [sn_risk_advanced.hide_risk_legacy_lifecycle] Migrate to Advanced Risk Assessments [sn_risk_advanced.hide_risk_legacy_lifecycle] Migrate to Advanced Risk [sn_risk_advanced.risk_legacy_lifecycle] 26 / 45 What are the four values leveraged for the Inherent and Residual Risk Score Types? Impact, Likelihood, SLE, ARO Impact, Likelihood, SLE, ALE Impact, Likelihood, SLE, Score Impact, Probability, SLE, ARO 27 / 45 What are the different Audit Tasks available in Audit Management? (Choose four) Test Plan Control Tests Activities Walkthroughs Engagement Plan Interviews 28 / 45 Which of the following extends from Document [sn_grc_document]? (Choose three) Risk Response Task Authority document Risk Statement Risk Framework Policy 29 / 45 _______ can be used to build the relationship between the entity classes. GRC Dependency Mapping GRC Mapping GRC Relationship Mapping GRC Workbench 30 / 45 Which of the following statements is true of a Risk Response task? Only users with the risk_manager role or higher can be assigned to a Risk Response task The Risk Response task is automatically progressed through the states using a workflow The risk admin role is required to assign the Risk Response task Only one Risk Response task can be related to a Risk at a time 31 / 45 Who can move a Policy into Review? (Choose two) Policy Approver Policy Reviewer Admin Policy Owner 32 / 45 Which role is not part of ServiceNow GRC? Risk Reader Risk Manager Risk Developer Risk User 33 / 45 Which tables can be leveraged in Entity filters for Entity type to generate Entities? Only Custom Tables Only Scoped Tables Only GRC Tables Any Existing ServiceNow Tables 34 / 45 Which table store the links from Entity to Entity Types? [sn_grc_m2m_profile_profile_type] [sn_risk_m2m_profile_profile_type] [sn_grc_m2m_entity_entity_type] [sn_grc_risk_m2m_profile_profile_type] 35 / 45 What is the database name of the table Risk statement? sn_risk_definition sn_grc_risk_definition sn_risk_statement sn_grc_risk_statement 36 / 45 Possible regulations when Entity scoping for Healthcare. (Choose two) FISMA HETRUST HIPAA HITRUST 37 / 45 What are the Risk Scoring methods available in ServiceNow? (Choose two) Quantitative Inherent Qualitative Calculated Residual 38 / 45 What are the available options by default to create Policy Exception? (Select four) Issue Record Indicators Control Objective Record Policy Exception Module Risk Module Service Portal 39 / 45 In Risk Management, which role is required to move the risk record into the Monitor State? Risk Reader Risk User Risk Manager Risk Developer 40 / 45 By default, the various states of the audit engagement workflow/lifecycle are: New, Scope, Validate & Plan, Awaiting Approval, Follow-up, Closed Scope, Validate & Plan, Fieldwork, Awaiting Approval, Follow-up, Closed Draft, Validate & Plan, Fieldwork, Awaiting Approval, Follow-up, Closed Draft, New, Scope, Validate & Plan, Awaiting Approval, Closed 41 / 45 What happens when you assign an Entity Type to a Risk Statement? The Entity is now going to present a risk score and controls are going to be tied to it An assessment will be automatically generated to test each Entity listed in the Entity Type A risk assessment is created automatically for every Entity listed in the Entity Type A risk is automatically generated for every Entity listed in the Entity Type 42 / 45 What are some characteristics of the ServiceNow Store? (Choose four) It houses both paid and free applications and integrations Applications are certified by other developers Some applications are certified by ServiceNow Applications are built on the ServiceNow platform All applications are certified by ServiceNow Applications may be developed by ServiceNow Technology Partners 43 / 45 Which of the following extends from item [sn_grc_item]? (Choose two) Control Policy Issue Risk Citation 44 / 45 After an engagement has been approved and there are remaining open tasks or issues and observations associated with the engagement, the engagement automatically moves into which state. Approved Scope Follow Up Fieldwork 45 / 45 Which of the following tables exist within the GRC: Profiles application scope? (Choose three) Policy Risk Content Indicator Document Your score is LinkedIn Facebook Twitter VKontakte 0%
