CIS-RC Mock Paper 1 2765 Created on July 15, 2022 By ServiceNow Gyan CIS-RC Mock Paper 1 This Quiz contains Multiple Choice Questions related to Risk and Compliance Application that will help you to pass Certified Implementation Specialist – Risk and Compliance (CIS-RC) certification.Instructions:Number of Questions: 45Time Limit: 1 Hour 30 MinutesPassing Marks: 70% 1 / 45 Where does a policy get published to when it is approved? ServiceNow Library Knowledge Base Authoritative Records Policy Library 2 / 45 What are the available Source types for Policy Exception? (Select three) Indicators Control Objective Issue Policy 3 / 45 What table, along with the Policy table, is linked to the Control Objective table by a many-to-many relationship? Citation Entity Class Risk Framework Authority Documents 4 / 45 In Risk Management, which role is required to move the risk record into the Monitor State? Risk Developer Risk User Risk Reader Risk Manager 5 / 45 Which of the following extends from Document [sn_grc_document]? (Choose three) Risk Framework Risk Response Task Authority document Risk Statement Policy 6 / 45 Who can move a Policy into Review? (Choose two) Admin Policy Approver Policy Reviewer Policy Owner 7 / 45 Which of the following statements is true of a Risk Response task? Only users with the risk_manager role or higher can be assigned to a Risk Response task Only one Risk Response task can be related to a Risk at a time The risk admin role is required to assign the Risk Response task The Risk Response task is automatically progressed through the states using a workflow 8 / 45 Which of the following extends from item [sn_grc_item]? (Choose two) Citation Risk Issue Control Policy 9 / 45 Which of the following extends from Content [sn_grc_content]? (Choose three) Authority document Citation Control objective Risk Statement Policy 10 / 45 Who can send the Policy back to draft or forward it by requesting approval? (Select three) Owning Group Approvers Reviewers Owner 11 / 45 The Tablename.config: Displays the table in list view within the Content Frame Displays the configuration list view of the table in the Content Frame Displays the table in list view within a separate browser tab Displays the configuration list view of the table in the browser tab 12 / 45 What are the available options by default to create Policy Exception? (Select four) Service Portal Policy Exception Module Control Objective Record Risk Module Issue Record Indicators 13 / 45 _______ can be used to build the relationship between the entity classes. GRC Workbench GRC Mapping GRC Relationship Mapping GRC Dependency Mapping 14 / 45 When calculating compliance scores, what is true about the weighting of Controls? (Choose two) The weight of the Control is set when the Control is created Controls are not weighted equally by default The default value is 10 The weight cannot be changed 15 / 45 Which role is not part of ServiceNow GRC? Risk Manager Risk Reader Risk Developer Risk User 16 / 45 To Use Advanced Risk Assessment application in Servicenow environment which property must be enable after activating GRC: Advanced Risk Plugin? Migrate to Advanced Risk [sn_risk_advanced.risk_legacy_lifecycle] Migrate to Advanced Risk Assessment [sn_risk_advanced_assessment.risk_legacy_lifecycle] Migrate to Advanced Risk Assessments [sn_risk_advanced.hide_risk_legacy_lifecycle] Migrate to Advanced Assessment [sn_risk_advanced.hide_risk_legacy_lifecycle] 17 / 45 What are the different states available out of the box for classic/standard Risk management? New, Assess, Respond, Review, Monitor, Retired Draft, Assess, Respond, Review, Monitor, Retired New, Awaiting Approval, Respond, Review, Monitor, Retired Draft, Assess, Review, Monitor, Retired 18 / 45 Which table store the links from Entity to Entity Types? [sn_grc_risk_m2m_profile_profile_type] [sn_grc_m2m_entity_entity_type] [sn_risk_m2m_profile_profile_type] [sn_grc_m2m_profile_profile_type] 19 / 45 Control indicators may be triggered or scheduled in which state? Draft Monitor Attest Retired Review 20 / 45 Control Failure Factor represents the impact of Control Failures on what score? Calculated Total Residual Inherent 21 / 45 Which of the following tables exist within the GRC: Profiles application scope? (Choose three) Risk Policy Document Content Indicator 22 / 45 After an engagement has been approved and there are remaining open tasks or issues and observations associated with the engagement, the engagement automatically moves into which state. Fieldwork Approved Follow Up Scope 23 / 45 What are the different Audit Tasks available in Audit Management? (Choose four) Activities Test Plan Interviews Engagement Plan Walkthroughs Control Tests 24 / 45 UCF has a collection of what? Select all UCF terms. (Choose three) Policies Citations Controls Authority Documents Control Indicators 25 / 45 By default, the various states of the audit engagement workflow/lifecycle are: Draft, Validate & Plan, Fieldwork, Awaiting Approval, Follow-up, Closed Scope, Validate & Plan, Fieldwork, Awaiting Approval, Follow-up, Closed New, Scope, Validate & Plan, Awaiting Approval, Follow-up, Closed Draft, New, Scope, Validate & Plan, Awaiting Approval, Closed 26 / 45 Why would you create Entity classes? To be assigned to Control Objectives, which generate Controls for every Entity listed in the Entity class To show relationships between tables or objects you are tracking that doesn’t otherwise exist anywhere in ServiceNow To show relationships between Entities and Policies and map them directory to Citations To be assigned to risk statements, which generate risks for every Entity listed in the Entity Class 27 / 45 What GRC module would you access in order to update Entity Types? CMDB Scoping - Profiles Scoping - Entity Types Risk - Entities 28 / 45 If we talk about GRC maturity level, where most of the customer would fall? Between Level 2 and Level 3 Between Level 3 and Level 4 Between Level 0 and Level 1 Between Level 1 and Level 2 29 / 45 The Plugin for GRC: Audit Management is: [sn_audit_ws] [sn_audit] [sn_grc_audit] [sn_audit_management] 30 / 45 The ‘Add to Update Set’ utility is available for download via: ServiceNow Developer site ServiceNow Community ServiceNow HI support ServiceNow store 31 / 45 What would you leverage in order to provide users with an alternate user experience to view policies, create policy exceptions, and search for controls? Catalog Portal Help Desk Portal Access Portal Service Portal 32 / 45 Which role reviews the risk response and moves the Risk record into the Monitor state at the appropriate time? Risk Owner Risk Manager Risk Reader Risk User 33 / 45 In which state can Compliance Manager or above review Control and move it to either Monitor or return to Draft state? Awaiting Approval New Review Attest 34 / 45 GRC Options in Interactive Filters are only available through which feature? Metrics Reporting Performance Analytics Trending Analytics GRC Filtering 35 / 45 What happens when you assign an Entity Type to a Risk Statement? The Entity is now going to present a risk score and controls are going to be tied to it An assessment will be automatically generated to test each Entity listed in the Entity Type A risk is automatically generated for every Entity listed in the Entity Type A risk assessment is created automatically for every Entity listed in the Entity Type 36 / 45 Which one of the following is not a trigger for issue creation? Risk assessment returns the inherent and residual risk impact as ‘Very High’ Control effectiveness is ‘Ineffective’ and the state of control test is ‘Closed Complete’ Manual issue created by any manager or admin role as well as by audit user Indicator failure Attestation returns the result as ‘Not Implemented’ 37 / 45 What is the database name of the table Risk statement? sn_grc_risk_definition sn_risk_definition sn_risk_statement sn_grc_risk_statement 38 / 45 The conditions under which Engagements move into the "Closed" state. (Select three) If the engagement is Rejected, it will move to Closed state. The engagement is closed as incomplete during the Scope, Validate, or Fieldwork states. All follow-up tasks, issues, and milestones are closed out. There are no open audit tasks, issues, and milestones after the engagement is approved. 39 / 45 What are the four values leveraged for the Inherent and Residual Risk Score Types? Impact, Likelihood, SLE, ALE Impact, Likelihood, SLE, ARO Impact, Likelihood, SLE, Score Impact, Probability, SLE, ARO 40 / 45 Entity scoping is used for what? Scope out the different users and roles that have access to the platform Make sure that all of your Entities have the right visibility Create and assign controls to the correct users Create, assign, and manage controls and risks across an enterprise 41 / 45 Possible regulations when Entity scoping for Healthcare. (Choose two) FISMA HITRUST HETRUST HIPAA 42 / 45 Which tables can be leveraged in Entity filters for Entity type to generate Entities? Any Existing ServiceNow Tables Only Scoped Tables Only GRC Tables Only Custom Tables 43 / 45 What are some characteristics of the ServiceNow Store? (Choose four) Applications may be developed by ServiceNow Technology Partners Applications are certified by other developers Some applications are certified by ServiceNow Applications are built on the ServiceNow platform All applications are certified by ServiceNow It houses both paid and free applications and integrations 44 / 45 What are the Risk Scoring methods available in ServiceNow? (Choose two) Qualitative Residual Inherent Quantitative Calculated 45 / 45 What type of customers may you encounter regarding GRC applications? (Choose three) Organization undergoing a full GRC transformation (implementing all three core ServiceNow GRC applications at once or in a phased approach) Organization implementing ServiceNow GRC to help ease their Help Desk organization (using other tools to manage other processes) Organization recently acquired and had some bad audit findings (using ServiceNow GRC to help restart their process) Organization with little to nothing in place already (implementing one or more core ServiceNow GRC applications) Organization implementing ServiceNow GRC to help ease their Customer Service organization (using other tools to manage other processes) Your score is LinkedIn Facebook Twitter VKontakte 0%
