CIS-RC Mock Paper 1 2982 Created on July 15, 2022 By ServiceNow Gyan CIS-RC Mock Paper 1 This Quiz contains Multiple Choice Questions related to Risk and Compliance Application that will help you to pass Certified Implementation Specialist – Risk and Compliance (CIS-RC) certification.Instructions:Number of Questions: 45Time Limit: 1 Hour 30 MinutesPassing Marks: 70% 1 / 45 Which table store the links from Entity to Entity Types? [sn_risk_m2m_profile_profile_type] [sn_grc_m2m_profile_profile_type] [sn_grc_risk_m2m_profile_profile_type] [sn_grc_m2m_entity_entity_type] 2 / 45 What are the available options by default to create Policy Exception? (Select four) Control Objective Record Policy Exception Module Risk Module Service Portal Issue Record Indicators 3 / 45 Why would you create Entity classes? To be assigned to Control Objectives, which generate Controls for every Entity listed in the Entity class To show relationships between Entities and Policies and map them directory to Citations To show relationships between tables or objects you are tracking that doesn’t otherwise exist anywhere in ServiceNow To be assigned to risk statements, which generate risks for every Entity listed in the Entity Class 4 / 45 Which of the following extends from Content [sn_grc_content]? (Choose three) Control objective Risk Statement Citation Authority document Policy 5 / 45 If we talk about GRC maturity level, where most of the customer would fall? Between Level 0 and Level 1 Between Level 2 and Level 3 Between Level 3 and Level 4 Between Level 1 and Level 2 6 / 45 What are some characteristics of the ServiceNow Store? (Choose four) It houses both paid and free applications and integrations Some applications are certified by ServiceNow Applications may be developed by ServiceNow Technology Partners Applications are certified by other developers Applications are built on the ServiceNow platform All applications are certified by ServiceNow 7 / 45 Which one of the following is not a trigger for issue creation? Attestation returns the result as ‘Not Implemented’ Control effectiveness is ‘Ineffective’ and the state of control test is ‘Closed Complete’ Risk assessment returns the inherent and residual risk impact as ‘Very High’ Manual issue created by any manager or admin role as well as by audit user Indicator failure 8 / 45 What is the database name of the table Risk statement? sn_risk_statement sn_risk_definition sn_grc_risk_statement sn_grc_risk_definition 9 / 45 Which of the following extends from Document [sn_grc_document]? (Choose three) Authority document Risk Statement Risk Response Task Policy Risk Framework 10 / 45 Which of the following statements is true of a Risk Response task? The risk admin role is required to assign the Risk Response task Only users with the risk_manager role or higher can be assigned to a Risk Response task The Risk Response task is automatically progressed through the states using a workflow Only one Risk Response task can be related to a Risk at a time 11 / 45 Which of the following tables exist within the GRC: Profiles application scope? (Choose three) Risk Policy Indicator Document Content 12 / 45 The Plugin for GRC: Audit Management is: [sn_audit] [sn_audit_management] [sn_grc_audit] [sn_audit_ws] 13 / 45 Who can move a Policy into Review? (Choose two) Admin Policy Approver Policy Owner Policy Reviewer 14 / 45 GRC Options in Interactive Filters are only available through which feature? Performance Analytics Trending Analytics Metrics Reporting GRC Filtering 15 / 45 UCF has a collection of what? Select all UCF terms. (Choose three) Citations Policies Authority Documents Control Indicators Controls 16 / 45 _______ can be used to build the relationship between the entity classes. GRC Relationship Mapping GRC Workbench GRC Mapping GRC Dependency Mapping 17 / 45 When calculating compliance scores, what is true about the weighting of Controls? (Choose two) The weight cannot be changed The default value is 10 Controls are not weighted equally by default The weight of the Control is set when the Control is created 18 / 45 Which role reviews the risk response and moves the Risk record into the Monitor state at the appropriate time? Risk Reader Risk Manager Risk Owner Risk User 19 / 45 What table, along with the Policy table, is linked to the Control Objective table by a many-to-many relationship? Risk Framework Citation Entity Class Authority Documents 20 / 45 What are the Risk Scoring methods available in ServiceNow? (Choose two) Calculated Quantitative Qualitative Inherent Residual 21 / 45 What would you leverage in order to provide users with an alternate user experience to view policies, create policy exceptions, and search for controls? Access Portal Catalog Portal Help Desk Portal Service Portal 22 / 45 The ‘Add to Update Set’ utility is available for download via: ServiceNow store ServiceNow HI support ServiceNow Community ServiceNow Developer site 23 / 45 In Risk Management, which role is required to move the risk record into the Monitor State? Risk Reader Risk Developer Risk User Risk Manager 24 / 45 What happens when you assign an Entity Type to a Risk Statement? An assessment will be automatically generated to test each Entity listed in the Entity Type A risk is automatically generated for every Entity listed in the Entity Type The Entity is now going to present a risk score and controls are going to be tied to it A risk assessment is created automatically for every Entity listed in the Entity Type 25 / 45 Which of the following extends from item [sn_grc_item]? (Choose two) Risk Citation Policy Control Issue 26 / 45 What are the available Source types for Policy Exception? (Select three) Issue Indicators Policy Control Objective 27 / 45 By default, the various states of the audit engagement workflow/lifecycle are: Draft, Validate & Plan, Fieldwork, Awaiting Approval, Follow-up, Closed Draft, New, Scope, Validate & Plan, Awaiting Approval, Closed New, Scope, Validate & Plan, Awaiting Approval, Follow-up, Closed Scope, Validate & Plan, Fieldwork, Awaiting Approval, Follow-up, Closed 28 / 45 The conditions under which Engagements move into the "Closed" state. (Select three) The engagement is closed as incomplete during the Scope, Validate, or Fieldwork states. If the engagement is Rejected, it will move to Closed state. There are no open audit tasks, issues, and milestones after the engagement is approved. All follow-up tasks, issues, and milestones are closed out. 29 / 45 Control indicators may be triggered or scheduled in which state? Draft Review Monitor Attest Retired 30 / 45 What GRC module would you access in order to update Entity Types? Scoping - Profiles Risk - Entities Scoping - Entity Types CMDB 31 / 45 Possible regulations when Entity scoping for Healthcare. (Choose two) HIPAA HETRUST HITRUST FISMA 32 / 45 To Use Advanced Risk Assessment application in Servicenow environment which property must be enable after activating GRC: Advanced Risk Plugin? Migrate to Advanced Assessment [sn_risk_advanced.hide_risk_legacy_lifecycle] Migrate to Advanced Risk [sn_risk_advanced.risk_legacy_lifecycle] Migrate to Advanced Risk Assessment [sn_risk_advanced_assessment.risk_legacy_lifecycle] Migrate to Advanced Risk Assessments [sn_risk_advanced.hide_risk_legacy_lifecycle] 33 / 45 Which tables can be leveraged in Entity filters for Entity type to generate Entities? Only Scoped Tables Any Existing ServiceNow Tables Only Custom Tables Only GRC Tables 34 / 45 Where does a policy get published to when it is approved? ServiceNow Library Policy Library Authoritative Records Knowledge Base 35 / 45 Which role is not part of ServiceNow GRC? Risk Developer Risk Manager Risk Reader Risk User 36 / 45 In which state can Compliance Manager or above review Control and move it to either Monitor or return to Draft state? New Attest Awaiting Approval Review 37 / 45 What are the different Audit Tasks available in Audit Management? (Choose four) Test Plan Control Tests Activities Engagement Plan Walkthroughs Interviews 38 / 45 Control Failure Factor represents the impact of Control Failures on what score? Residual Inherent Total Calculated 39 / 45 What type of customers may you encounter regarding GRC applications? (Choose three) Organization undergoing a full GRC transformation (implementing all three core ServiceNow GRC applications at once or in a phased approach) Organization implementing ServiceNow GRC to help ease their Customer Service organization (using other tools to manage other processes) Organization with little to nothing in place already (implementing one or more core ServiceNow GRC applications) Organization implementing ServiceNow GRC to help ease their Help Desk organization (using other tools to manage other processes) Organization recently acquired and had some bad audit findings (using ServiceNow GRC to help restart their process) 40 / 45 Who can send the Policy back to draft or forward it by requesting approval? (Select three) Approvers Owner Reviewers Owning Group 41 / 45 The Tablename.config: Displays the configuration list view of the table in the browser tab Displays the table in list view within the Content Frame Displays the configuration list view of the table in the Content Frame Displays the table in list view within a separate browser tab 42 / 45 After an engagement has been approved and there are remaining open tasks or issues and observations associated with the engagement, the engagement automatically moves into which state. Follow Up Fieldwork Scope Approved 43 / 45 What are the different states available out of the box for classic/standard Risk management? Draft, Assess, Review, Monitor, Retired New, Awaiting Approval, Respond, Review, Monitor, Retired Draft, Assess, Respond, Review, Monitor, Retired New, Assess, Respond, Review, Monitor, Retired 44 / 45 What are the four values leveraged for the Inherent and Residual Risk Score Types? Impact, Probability, SLE, ARO Impact, Likelihood, SLE, ALE Impact, Likelihood, SLE, Score Impact, Likelihood, SLE, ARO 45 / 45 Entity scoping is used for what? Make sure that all of your Entities have the right visibility Create, assign, and manage controls and risks across an enterprise Create and assign controls to the correct users Scope out the different users and roles that have access to the platform Your score is LinkedIn Facebook Twitter VKontakte 0%
