CIS-RC Mock Paper 1 2964 Created on July 15, 2022 By ServiceNow Gyan CIS-RC Mock Paper 1 This Quiz contains Multiple Choice Questions related to Risk and Compliance Application that will help you to pass Certified Implementation Specialist – Risk and Compliance (CIS-RC) certification.Instructions:Number of Questions: 45Time Limit: 1 Hour 30 MinutesPassing Marks: 70% 1 / 45 Which role reviews the risk response and moves the Risk record into the Monitor state at the appropriate time? Risk Reader Risk User Risk Manager Risk Owner 2 / 45 If we talk about GRC maturity level, where most of the customer would fall? Between Level 3 and Level 4 Between Level 0 and Level 1 Between Level 2 and Level 3 Between Level 1 and Level 2 3 / 45 Which of the following extends from item [sn_grc_item]? (Choose two) Issue Policy Citation Control Risk 4 / 45 Who can move a Policy into Review? (Choose two) Policy Reviewer Admin Policy Owner Policy Approver 5 / 45 What are the available Source types for Policy Exception? (Select three) Issue Indicators Policy Control Objective 6 / 45 GRC Options in Interactive Filters are only available through which feature? GRC Filtering Performance Analytics Trending Analytics Metrics Reporting 7 / 45 In Risk Management, which role is required to move the risk record into the Monitor State? Risk Reader Risk Manager Risk Developer Risk User 8 / 45 The Tablename.config: Displays the configuration list view of the table in the browser tab Displays the table in list view within the Content Frame Displays the configuration list view of the table in the Content Frame Displays the table in list view within a separate browser tab 9 / 45 In which state can Compliance Manager or above review Control and move it to either Monitor or return to Draft state? New Attest Awaiting Approval Review 10 / 45 What are some characteristics of the ServiceNow Store? (Choose four) Some applications are certified by ServiceNow Applications may be developed by ServiceNow Technology Partners All applications are certified by ServiceNow It houses both paid and free applications and integrations Applications are certified by other developers Applications are built on the ServiceNow platform 11 / 45 What are the different Audit Tasks available in Audit Management? (Choose four) Engagement Plan Interviews Walkthroughs Activities Test Plan Control Tests 12 / 45 After an engagement has been approved and there are remaining open tasks or issues and observations associated with the engagement, the engagement automatically moves into which state. Scope Follow Up Approved Fieldwork 13 / 45 Where does a policy get published to when it is approved? Authoritative Records Policy Library Knowledge Base ServiceNow Library 14 / 45 Possible regulations when Entity scoping for Healthcare. (Choose two) FISMA HIPAA HETRUST HITRUST 15 / 45 Which table store the links from Entity to Entity Types? [sn_grc_risk_m2m_profile_profile_type] [sn_grc_m2m_entity_entity_type] [sn_risk_m2m_profile_profile_type] [sn_grc_m2m_profile_profile_type] 16 / 45 When calculating compliance scores, what is true about the weighting of Controls? (Choose two) The default value is 10 The weight of the Control is set when the Control is created The weight cannot be changed Controls are not weighted equally by default 17 / 45 Control indicators may be triggered or scheduled in which state? Monitor Attest Retired Draft Review 18 / 45 What happens when you assign an Entity Type to a Risk Statement? A risk is automatically generated for every Entity listed in the Entity Type An assessment will be automatically generated to test each Entity listed in the Entity Type A risk assessment is created automatically for every Entity listed in the Entity Type The Entity is now going to present a risk score and controls are going to be tied to it 19 / 45 The conditions under which Engagements move into the "Closed" state. (Select three) All follow-up tasks, issues, and milestones are closed out. If the engagement is Rejected, it will move to Closed state. There are no open audit tasks, issues, and milestones after the engagement is approved. The engagement is closed as incomplete during the Scope, Validate, or Fieldwork states. 20 / 45 Which role is not part of ServiceNow GRC? Risk Developer Risk User Risk Reader Risk Manager 21 / 45 What is the database name of the table Risk statement? sn_risk_definition sn_risk_statement sn_grc_risk_definition sn_grc_risk_statement 22 / 45 What would you leverage in order to provide users with an alternate user experience to view policies, create policy exceptions, and search for controls? Access Portal Help Desk Portal Catalog Portal Service Portal 23 / 45 UCF has a collection of what? Select all UCF terms. (Choose three) Citations Authority Documents Policies Control Indicators Controls 24 / 45 Control Failure Factor represents the impact of Control Failures on what score? Calculated Inherent Residual Total 25 / 45 Entity scoping is used for what? Create, assign, and manage controls and risks across an enterprise Create and assign controls to the correct users Make sure that all of your Entities have the right visibility Scope out the different users and roles that have access to the platform 26 / 45 To Use Advanced Risk Assessment application in Servicenow environment which property must be enable after activating GRC: Advanced Risk Plugin? Migrate to Advanced Assessment [sn_risk_advanced.hide_risk_legacy_lifecycle] Migrate to Advanced Risk [sn_risk_advanced.risk_legacy_lifecycle] Migrate to Advanced Risk Assessments [sn_risk_advanced.hide_risk_legacy_lifecycle] Migrate to Advanced Risk Assessment [sn_risk_advanced_assessment.risk_legacy_lifecycle] 27 / 45 The Plugin for GRC: Audit Management is: [sn_audit] [sn_grc_audit] [sn_audit_management] [sn_audit_ws] 28 / 45 What GRC module would you access in order to update Entity Types? Scoping - Profiles CMDB Scoping - Entity Types Risk - Entities 29 / 45 Which of the following tables exist within the GRC: Profiles application scope? (Choose three) Document Risk Content Indicator Policy 30 / 45 What are the available options by default to create Policy Exception? (Select four) Control Objective Record Risk Module Policy Exception Module Indicators Issue Record Service Portal 31 / 45 Which one of the following is not a trigger for issue creation? Manual issue created by any manager or admin role as well as by audit user Risk assessment returns the inherent and residual risk impact as ‘Very High’ Attestation returns the result as ‘Not Implemented’ Indicator failure Control effectiveness is ‘Ineffective’ and the state of control test is ‘Closed Complete’ 32 / 45 Which of the following extends from Content [sn_grc_content]? (Choose three) Control objective Risk Statement Citation Policy Authority document 33 / 45 _______ can be used to build the relationship between the entity classes. GRC Workbench GRC Relationship Mapping GRC Dependency Mapping GRC Mapping 34 / 45 What are the different states available out of the box for classic/standard Risk management? Draft, Assess, Respond, Review, Monitor, Retired New, Assess, Respond, Review, Monitor, Retired New, Awaiting Approval, Respond, Review, Monitor, Retired Draft, Assess, Review, Monitor, Retired 35 / 45 What type of customers may you encounter regarding GRC applications? (Choose three) Organization undergoing a full GRC transformation (implementing all three core ServiceNow GRC applications at once or in a phased approach) Organization implementing ServiceNow GRC to help ease their Customer Service organization (using other tools to manage other processes) Organization recently acquired and had some bad audit findings (using ServiceNow GRC to help restart their process) Organization with little to nothing in place already (implementing one or more core ServiceNow GRC applications) Organization implementing ServiceNow GRC to help ease their Help Desk organization (using other tools to manage other processes) 36 / 45 What are the four values leveraged for the Inherent and Residual Risk Score Types? Impact, Probability, SLE, ARO Impact, Likelihood, SLE, ARO Impact, Likelihood, SLE, Score Impact, Likelihood, SLE, ALE 37 / 45 By default, the various states of the audit engagement workflow/lifecycle are: Scope, Validate & Plan, Fieldwork, Awaiting Approval, Follow-up, Closed Draft, Validate & Plan, Fieldwork, Awaiting Approval, Follow-up, Closed New, Scope, Validate & Plan, Awaiting Approval, Follow-up, Closed Draft, New, Scope, Validate & Plan, Awaiting Approval, Closed 38 / 45 What table, along with the Policy table, is linked to the Control Objective table by a many-to-many relationship? Risk Framework Citation Entity Class Authority Documents 39 / 45 Who can send the Policy back to draft or forward it by requesting approval? (Select three) Owner Reviewers Owning Group Approvers 40 / 45 Why would you create Entity classes? To show relationships between tables or objects you are tracking that doesn’t otherwise exist anywhere in ServiceNow To show relationships between Entities and Policies and map them directory to Citations To be assigned to risk statements, which generate risks for every Entity listed in the Entity Class To be assigned to Control Objectives, which generate Controls for every Entity listed in the Entity class 41 / 45 Which of the following statements is true of a Risk Response task? Only one Risk Response task can be related to a Risk at a time Only users with the risk_manager role or higher can be assigned to a Risk Response task The Risk Response task is automatically progressed through the states using a workflow The risk admin role is required to assign the Risk Response task 42 / 45 What are the Risk Scoring methods available in ServiceNow? (Choose two) Quantitative Residual Qualitative Calculated Inherent 43 / 45 Which tables can be leveraged in Entity filters for Entity type to generate Entities? Only Scoped Tables Only Custom Tables Only GRC Tables Any Existing ServiceNow Tables 44 / 45 The ‘Add to Update Set’ utility is available for download via: ServiceNow Developer site ServiceNow HI support ServiceNow Community ServiceNow store 45 / 45 Which of the following extends from Document [sn_grc_document]? (Choose three) Risk Response Task Policy Risk Statement Authority document Risk Framework Your score is LinkedIn Facebook Twitter VKontakte 0%
