CIS-RC Mock Paper 1 2892 Created on July 15, 2022 By ServiceNow Gyan CIS-RC Mock Paper 1 This Quiz contains Multiple Choice Questions related to Risk and Compliance Application that will help you to pass Certified Implementation Specialist – Risk and Compliance (CIS-RC) certification.Instructions:Number of Questions: 45Time Limit: 1 Hour 30 MinutesPassing Marks: 70% 1 / 45 By default, the various states of the audit engagement workflow/lifecycle are: New, Scope, Validate & Plan, Awaiting Approval, Follow-up, Closed Draft, Validate & Plan, Fieldwork, Awaiting Approval, Follow-up, Closed Scope, Validate & Plan, Fieldwork, Awaiting Approval, Follow-up, Closed Draft, New, Scope, Validate & Plan, Awaiting Approval, Closed 2 / 45 Which of the following statements is true of a Risk Response task? Only one Risk Response task can be related to a Risk at a time The risk admin role is required to assign the Risk Response task Only users with the risk_manager role or higher can be assigned to a Risk Response task The Risk Response task is automatically progressed through the states using a workflow 3 / 45 Why would you create Entity classes? To be assigned to risk statements, which generate risks for every Entity listed in the Entity Class To be assigned to Control Objectives, which generate Controls for every Entity listed in the Entity class To show relationships between Entities and Policies and map them directory to Citations To show relationships between tables or objects you are tracking that doesn’t otherwise exist anywhere in ServiceNow 4 / 45 What GRC module would you access in order to update Entity Types? CMDB Scoping - Entity Types Scoping - Profiles Risk - Entities 5 / 45 What are the four values leveraged for the Inherent and Residual Risk Score Types? Impact, Likelihood, SLE, ALE Impact, Probability, SLE, ARO Impact, Likelihood, SLE, ARO Impact, Likelihood, SLE, Score 6 / 45 Which of the following extends from Content [sn_grc_content]? (Choose three) Risk Statement Control objective Citation Policy Authority document 7 / 45 What are the available options by default to create Policy Exception? (Select four) Issue Record Control Objective Record Risk Module Indicators Service Portal Policy Exception Module 8 / 45 What are some characteristics of the ServiceNow Store? (Choose four) Applications are certified by other developers Applications are built on the ServiceNow platform Some applications are certified by ServiceNow All applications are certified by ServiceNow It houses both paid and free applications and integrations Applications may be developed by ServiceNow Technology Partners 9 / 45 In Risk Management, which role is required to move the risk record into the Monitor State? Risk User Risk Manager Risk Reader Risk Developer 10 / 45 Which of the following extends from Document [sn_grc_document]? (Choose three) Authority document Policy Risk Statement Risk Framework Risk Response Task 11 / 45 UCF has a collection of what? Select all UCF terms. (Choose three) Policies Citations Controls Authority Documents Control Indicators 12 / 45 Which role reviews the risk response and moves the Risk record into the Monitor state at the appropriate time? Risk Owner Risk Manager Risk User Risk Reader 13 / 45 Which tables can be leveraged in Entity filters for Entity type to generate Entities? Only Custom Tables Any Existing ServiceNow Tables Only Scoped Tables Only GRC Tables 14 / 45 What are the different states available out of the box for classic/standard Risk management? Draft, Assess, Respond, Review, Monitor, Retired Draft, Assess, Review, Monitor, Retired New, Awaiting Approval, Respond, Review, Monitor, Retired New, Assess, Respond, Review, Monitor, Retired 15 / 45 What are the different Audit Tasks available in Audit Management? (Choose four) Engagement Plan Activities Interviews Control Tests Walkthroughs Test Plan 16 / 45 The conditions under which Engagements move into the "Closed" state. (Select three) The engagement is closed as incomplete during the Scope, Validate, or Fieldwork states. There are no open audit tasks, issues, and milestones after the engagement is approved. If the engagement is Rejected, it will move to Closed state. All follow-up tasks, issues, and milestones are closed out. 17 / 45 Which one of the following is not a trigger for issue creation? Attestation returns the result as ‘Not Implemented’ Risk assessment returns the inherent and residual risk impact as ‘Very High’ Manual issue created by any manager or admin role as well as by audit user Indicator failure Control effectiveness is ‘Ineffective’ and the state of control test is ‘Closed Complete’ 18 / 45 What type of customers may you encounter regarding GRC applications? (Choose three) Organization recently acquired and had some bad audit findings (using ServiceNow GRC to help restart their process) Organization implementing ServiceNow GRC to help ease their Help Desk organization (using other tools to manage other processes) Organization undergoing a full GRC transformation (implementing all three core ServiceNow GRC applications at once or in a phased approach) Organization with little to nothing in place already (implementing one or more core ServiceNow GRC applications) Organization implementing ServiceNow GRC to help ease their Customer Service organization (using other tools to manage other processes) 19 / 45 What happens when you assign an Entity Type to a Risk Statement? A risk assessment is created automatically for every Entity listed in the Entity Type The Entity is now going to present a risk score and controls are going to be tied to it An assessment will be automatically generated to test each Entity listed in the Entity Type A risk is automatically generated for every Entity listed in the Entity Type 20 / 45 Entity scoping is used for what? Create, assign, and manage controls and risks across an enterprise Make sure that all of your Entities have the right visibility Create and assign controls to the correct users Scope out the different users and roles that have access to the platform 21 / 45 Who can send the Policy back to draft or forward it by requesting approval? (Select three) Owner Reviewers Approvers Owning Group 22 / 45 Who can move a Policy into Review? (Choose two) Policy Approver Policy Reviewer Admin Policy Owner 23 / 45 Which table store the links from Entity to Entity Types? [sn_risk_m2m_profile_profile_type] [sn_grc_m2m_entity_entity_type] [sn_grc_m2m_profile_profile_type] [sn_grc_risk_m2m_profile_profile_type] 24 / 45 Which role is not part of ServiceNow GRC? Risk Manager Risk User Risk Reader Risk Developer 25 / 45 What table, along with the Policy table, is linked to the Control Objective table by a many-to-many relationship? Risk Framework Authority Documents Citation Entity Class 26 / 45 What would you leverage in order to provide users with an alternate user experience to view policies, create policy exceptions, and search for controls? Service Portal Access Portal Help Desk Portal Catalog Portal 27 / 45 Possible regulations when Entity scoping for Healthcare. (Choose two) HETRUST HITRUST HIPAA FISMA 28 / 45 Which of the following extends from item [sn_grc_item]? (Choose two) Policy Issue Control Risk Citation 29 / 45 To Use Advanced Risk Assessment application in Servicenow environment which property must be enable after activating GRC: Advanced Risk Plugin? Migrate to Advanced Risk [sn_risk_advanced.risk_legacy_lifecycle] Migrate to Advanced Risk Assessment [sn_risk_advanced_assessment.risk_legacy_lifecycle] Migrate to Advanced Risk Assessments [sn_risk_advanced.hide_risk_legacy_lifecycle] Migrate to Advanced Assessment [sn_risk_advanced.hide_risk_legacy_lifecycle] 30 / 45 Control indicators may be triggered or scheduled in which state? Retired Review Attest Draft Monitor 31 / 45 Which of the following tables exist within the GRC: Profiles application scope? (Choose three) Risk Document Policy Indicator Content 32 / 45 GRC Options in Interactive Filters are only available through which feature? GRC Filtering Performance Analytics Metrics Reporting Trending Analytics 33 / 45 The Tablename.config: Displays the configuration list view of the table in the Content Frame Displays the configuration list view of the table in the browser tab Displays the table in list view within a separate browser tab Displays the table in list view within the Content Frame 34 / 45 The ‘Add to Update Set’ utility is available for download via: ServiceNow HI support ServiceNow store ServiceNow Community ServiceNow Developer site 35 / 45 Where does a policy get published to when it is approved? Policy Library ServiceNow Library Authoritative Records Knowledge Base 36 / 45 If we talk about GRC maturity level, where most of the customer would fall? Between Level 2 and Level 3 Between Level 1 and Level 2 Between Level 0 and Level 1 Between Level 3 and Level 4 37 / 45 What are the available Source types for Policy Exception? (Select three) Indicators Policy Control Objective Issue 38 / 45 In which state can Compliance Manager or above review Control and move it to either Monitor or return to Draft state? Review Awaiting Approval Attest New 39 / 45 Control Failure Factor represents the impact of Control Failures on what score? Residual Total Inherent Calculated 40 / 45 What are the Risk Scoring methods available in ServiceNow? (Choose two) Calculated Residual Qualitative Inherent Quantitative 41 / 45 What is the database name of the table Risk statement? sn_risk_statement sn_risk_definition sn_grc_risk_statement sn_grc_risk_definition 42 / 45 _______ can be used to build the relationship between the entity classes. GRC Workbench GRC Mapping GRC Dependency Mapping GRC Relationship Mapping 43 / 45 When calculating compliance scores, what is true about the weighting of Controls? (Choose two) The default value is 10 Controls are not weighted equally by default The weight of the Control is set when the Control is created The weight cannot be changed 44 / 45 The Plugin for GRC: Audit Management is: [sn_audit] [sn_grc_audit] [sn_audit_management] [sn_audit_ws] 45 / 45 After an engagement has been approved and there are remaining open tasks or issues and observations associated with the engagement, the engagement automatically moves into which state. Scope Follow Up Approved Fieldwork Your score is LinkedIn Facebook Twitter VKontakte 0%
