CIS-RC Mock Paper 1 2997 Created on July 15, 2022 By ServiceNow Gyan CIS-RC Mock Paper 1 This Quiz contains Multiple Choice Questions related to Risk and Compliance Application that will help you to pass Certified Implementation Specialist – Risk and Compliance (CIS-RC) certification.Instructions:Number of Questions: 45Time Limit: 1 Hour 30 MinutesPassing Marks: 70% 1 / 45 What are the available options by default to create Policy Exception? (Select four) Risk Module Service Portal Issue Record Policy Exception Module Indicators Control Objective Record 2 / 45 What are the available Source types for Policy Exception? (Select three) Indicators Issue Control Objective Policy 3 / 45 When calculating compliance scores, what is true about the weighting of Controls? (Choose two) The default value is 10 The weight of the Control is set when the Control is created Controls are not weighted equally by default The weight cannot be changed 4 / 45 In which state can Compliance Manager or above review Control and move it to either Monitor or return to Draft state? Review Awaiting Approval Attest New 5 / 45 What are the different states available out of the box for classic/standard Risk management? Draft, Assess, Review, Monitor, Retired Draft, Assess, Respond, Review, Monitor, Retired New, Assess, Respond, Review, Monitor, Retired New, Awaiting Approval, Respond, Review, Monitor, Retired 6 / 45 The Tablename.config: Displays the configuration list view of the table in the Content Frame Displays the table in list view within a separate browser tab Displays the table in list view within the Content Frame Displays the configuration list view of the table in the browser tab 7 / 45 UCF has a collection of what? Select all UCF terms. (Choose three) Citations Policies Control Indicators Authority Documents Controls 8 / 45 Which of the following tables exist within the GRC: Profiles application scope? (Choose three) Content Indicator Document Risk Policy 9 / 45 What type of customers may you encounter regarding GRC applications? (Choose three) Organization with little to nothing in place already (implementing one or more core ServiceNow GRC applications) Organization implementing ServiceNow GRC to help ease their Customer Service organization (using other tools to manage other processes) Organization implementing ServiceNow GRC to help ease their Help Desk organization (using other tools to manage other processes) Organization recently acquired and had some bad audit findings (using ServiceNow GRC to help restart their process) Organization undergoing a full GRC transformation (implementing all three core ServiceNow GRC applications at once or in a phased approach) 10 / 45 Control indicators may be triggered or scheduled in which state? Attest Monitor Review Draft Retired 11 / 45 In Risk Management, which role is required to move the risk record into the Monitor State? Risk Developer Risk Manager Risk Reader Risk User 12 / 45 What are the Risk Scoring methods available in ServiceNow? (Choose two) Quantitative Residual Inherent Qualitative Calculated 13 / 45 GRC Options in Interactive Filters are only available through which feature? Performance Analytics Metrics Reporting Trending Analytics GRC Filtering 14 / 45 Which table store the links from Entity to Entity Types? [sn_grc_m2m_entity_entity_type] [sn_grc_risk_m2m_profile_profile_type] [sn_grc_m2m_profile_profile_type] [sn_risk_m2m_profile_profile_type] 15 / 45 Who can move a Policy into Review? (Choose two) Policy Reviewer Admin Policy Owner Policy Approver 16 / 45 What would you leverage in order to provide users with an alternate user experience to view policies, create policy exceptions, and search for controls? Catalog Portal Service Portal Access Portal Help Desk Portal 17 / 45 Possible regulations when Entity scoping for Healthcare. (Choose two) HIPAA HETRUST FISMA HITRUST 18 / 45 Why would you create Entity classes? To show relationships between tables or objects you are tracking that doesn’t otherwise exist anywhere in ServiceNow To be assigned to Control Objectives, which generate Controls for every Entity listed in the Entity class To be assigned to risk statements, which generate risks for every Entity listed in the Entity Class To show relationships between Entities and Policies and map them directory to Citations 19 / 45 What are the four values leveraged for the Inherent and Residual Risk Score Types? Impact, Likelihood, SLE, ARO Impact, Likelihood, SLE, ALE Impact, Likelihood, SLE, Score Impact, Probability, SLE, ARO 20 / 45 Entity scoping is used for what? Create, assign, and manage controls and risks across an enterprise Scope out the different users and roles that have access to the platform Make sure that all of your Entities have the right visibility Create and assign controls to the correct users 21 / 45 To Use Advanced Risk Assessment application in Servicenow environment which property must be enable after activating GRC: Advanced Risk Plugin? Migrate to Advanced Assessment [sn_risk_advanced.hide_risk_legacy_lifecycle] Migrate to Advanced Risk [sn_risk_advanced.risk_legacy_lifecycle] Migrate to Advanced Risk Assessment [sn_risk_advanced_assessment.risk_legacy_lifecycle] Migrate to Advanced Risk Assessments [sn_risk_advanced.hide_risk_legacy_lifecycle] 22 / 45 Which of the following extends from item [sn_grc_item]? (Choose two) Policy Risk Citation Issue Control 23 / 45 Which tables can be leveraged in Entity filters for Entity type to generate Entities? Only GRC Tables Only Custom Tables Any Existing ServiceNow Tables Only Scoped Tables 24 / 45 What is the database name of the table Risk statement? sn_risk_statement sn_grc_risk_definition sn_risk_definition sn_grc_risk_statement 25 / 45 Where does a policy get published to when it is approved? Authoritative Records Knowledge Base Policy Library ServiceNow Library 26 / 45 Which role is not part of ServiceNow GRC? Risk Manager Risk Developer Risk Reader Risk User 27 / 45 What are some characteristics of the ServiceNow Store? (Choose four) All applications are certified by ServiceNow Applications are certified by other developers Applications may be developed by ServiceNow Technology Partners It houses both paid and free applications and integrations Applications are built on the ServiceNow platform Some applications are certified by ServiceNow 28 / 45 Which of the following statements is true of a Risk Response task? Only users with the risk_manager role or higher can be assigned to a Risk Response task The Risk Response task is automatically progressed through the states using a workflow Only one Risk Response task can be related to a Risk at a time The risk admin role is required to assign the Risk Response task 29 / 45 By default, the various states of the audit engagement workflow/lifecycle are: Draft, Validate & Plan, Fieldwork, Awaiting Approval, Follow-up, Closed Scope, Validate & Plan, Fieldwork, Awaiting Approval, Follow-up, Closed New, Scope, Validate & Plan, Awaiting Approval, Follow-up, Closed Draft, New, Scope, Validate & Plan, Awaiting Approval, Closed 30 / 45 Control Failure Factor represents the impact of Control Failures on what score? Total Inherent Residual Calculated 31 / 45 If we talk about GRC maturity level, where most of the customer would fall? Between Level 1 and Level 2 Between Level 2 and Level 3 Between Level 0 and Level 1 Between Level 3 and Level 4 32 / 45 Which one of the following is not a trigger for issue creation? Risk assessment returns the inherent and residual risk impact as ‘Very High’ Control effectiveness is ‘Ineffective’ and the state of control test is ‘Closed Complete’ Indicator failure Manual issue created by any manager or admin role as well as by audit user Attestation returns the result as ‘Not Implemented’ 33 / 45 The Plugin for GRC: Audit Management is: [sn_audit_ws] [sn_audit] [sn_audit_management] [sn_grc_audit] 34 / 45 The conditions under which Engagements move into the "Closed" state. (Select three) All follow-up tasks, issues, and milestones are closed out. The engagement is closed as incomplete during the Scope, Validate, or Fieldwork states. If the engagement is Rejected, it will move to Closed state. There are no open audit tasks, issues, and milestones after the engagement is approved. 35 / 45 After an engagement has been approved and there are remaining open tasks or issues and observations associated with the engagement, the engagement automatically moves into which state. Fieldwork Approved Scope Follow Up 36 / 45 Which of the following extends from Document [sn_grc_document]? (Choose three) Risk Framework Authority document Policy Risk Response Task Risk Statement 37 / 45 _______ can be used to build the relationship between the entity classes. GRC Dependency Mapping GRC Mapping GRC Relationship Mapping GRC Workbench 38 / 45 What GRC module would you access in order to update Entity Types? Scoping - Entity Types Scoping - Profiles Risk - Entities CMDB 39 / 45 Which role reviews the risk response and moves the Risk record into the Monitor state at the appropriate time? Risk Manager Risk User Risk Owner Risk Reader 40 / 45 The ‘Add to Update Set’ utility is available for download via: ServiceNow Community ServiceNow Developer site ServiceNow HI support ServiceNow store 41 / 45 Which of the following extends from Content [sn_grc_content]? (Choose three) Control objective Authority document Policy Risk Statement Citation 42 / 45 Who can send the Policy back to draft or forward it by requesting approval? (Select three) Reviewers Owning Group Owner Approvers 43 / 45 What happens when you assign an Entity Type to a Risk Statement? The Entity is now going to present a risk score and controls are going to be tied to it A risk assessment is created automatically for every Entity listed in the Entity Type An assessment will be automatically generated to test each Entity listed in the Entity Type A risk is automatically generated for every Entity listed in the Entity Type 44 / 45 What table, along with the Policy table, is linked to the Control Objective table by a many-to-many relationship? Citation Risk Framework Authority Documents Entity Class 45 / 45 What are the different Audit Tasks available in Audit Management? (Choose four) Engagement Plan Interviews Walkthroughs Control Tests Activities Test Plan Your score is LinkedIn Facebook Twitter VKontakte 0%
