CIS-RC Mock Paper 1 2925 Created on July 15, 2022 By ServiceNow Gyan CIS-RC Mock Paper 1 This Quiz contains Multiple Choice Questions related to Risk and Compliance Application that will help you to pass Certified Implementation Specialist – Risk and Compliance (CIS-RC) certification.Instructions:Number of Questions: 45Time Limit: 1 Hour 30 MinutesPassing Marks: 70% 1 / 45 What GRC module would you access in order to update Entity Types? Risk - Entities Scoping - Entity Types Scoping - Profiles CMDB 2 / 45 In Risk Management, which role is required to move the risk record into the Monitor State? Risk User Risk Manager Risk Developer Risk Reader 3 / 45 By default, the various states of the audit engagement workflow/lifecycle are: Scope, Validate & Plan, Fieldwork, Awaiting Approval, Follow-up, Closed Draft, Validate & Plan, Fieldwork, Awaiting Approval, Follow-up, Closed Draft, New, Scope, Validate & Plan, Awaiting Approval, Closed New, Scope, Validate & Plan, Awaiting Approval, Follow-up, Closed 4 / 45 Which of the following statements is true of a Risk Response task? Only one Risk Response task can be related to a Risk at a time The Risk Response task is automatically progressed through the states using a workflow The risk admin role is required to assign the Risk Response task Only users with the risk_manager role or higher can be assigned to a Risk Response task 5 / 45 Where does a policy get published to when it is approved? Authoritative Records ServiceNow Library Policy Library Knowledge Base 6 / 45 If we talk about GRC maturity level, where most of the customer would fall? Between Level 2 and Level 3 Between Level 0 and Level 1 Between Level 3 and Level 4 Between Level 1 and Level 2 7 / 45 Control Failure Factor represents the impact of Control Failures on what score? Inherent Total Residual Calculated 8 / 45 In which state can Compliance Manager or above review Control and move it to either Monitor or return to Draft state? New Attest Awaiting Approval Review 9 / 45 The Tablename.config: Displays the configuration list view of the table in the browser tab Displays the table in list view within the Content Frame Displays the table in list view within a separate browser tab Displays the configuration list view of the table in the Content Frame 10 / 45 Control indicators may be triggered or scheduled in which state? Retired Attest Draft Monitor Review 11 / 45 Which table store the links from Entity to Entity Types? [sn_grc_risk_m2m_profile_profile_type] [sn_risk_m2m_profile_profile_type] [sn_grc_m2m_entity_entity_type] [sn_grc_m2m_profile_profile_type] 12 / 45 After an engagement has been approved and there are remaining open tasks or issues and observations associated with the engagement, the engagement automatically moves into which state. Fieldwork Approved Follow Up Scope 13 / 45 _______ can be used to build the relationship between the entity classes. GRC Workbench GRC Mapping GRC Dependency Mapping GRC Relationship Mapping 14 / 45 Which of the following extends from Document [sn_grc_document]? (Choose three) Policy Authority document Risk Response Task Risk Statement Risk Framework 15 / 45 What are the four values leveraged for the Inherent and Residual Risk Score Types? Impact, Likelihood, SLE, ALE Impact, Likelihood, SLE, ARO Impact, Likelihood, SLE, Score Impact, Probability, SLE, ARO 16 / 45 Which role reviews the risk response and moves the Risk record into the Monitor state at the appropriate time? Risk Owner Risk Manager Risk User Risk Reader 17 / 45 The Plugin for GRC: Audit Management is: [sn_audit_ws] [sn_grc_audit] [sn_audit] [sn_audit_management] 18 / 45 What happens when you assign an Entity Type to a Risk Statement? An assessment will be automatically generated to test each Entity listed in the Entity Type A risk is automatically generated for every Entity listed in the Entity Type The Entity is now going to present a risk score and controls are going to be tied to it A risk assessment is created automatically for every Entity listed in the Entity Type 19 / 45 Which role is not part of ServiceNow GRC? Risk Reader Risk User Risk Manager Risk Developer 20 / 45 Which tables can be leveraged in Entity filters for Entity type to generate Entities? Any Existing ServiceNow Tables Only Scoped Tables Only Custom Tables Only GRC Tables 21 / 45 What are the available Source types for Policy Exception? (Select three) Issue Policy Control Objective Indicators 22 / 45 Which one of the following is not a trigger for issue creation? Manual issue created by any manager or admin role as well as by audit user Control effectiveness is ‘Ineffective’ and the state of control test is ‘Closed Complete’ Indicator failure Attestation returns the result as ‘Not Implemented’ Risk assessment returns the inherent and residual risk impact as ‘Very High’ 23 / 45 Which of the following extends from Content [sn_grc_content]? (Choose three) Control objective Policy Risk Statement Citation Authority document 24 / 45 What are the available options by default to create Policy Exception? (Select four) Policy Exception Module Risk Module Indicators Service Portal Control Objective Record Issue Record 25 / 45 Possible regulations when Entity scoping for Healthcare. (Choose two) FISMA HITRUST HETRUST HIPAA 26 / 45 GRC Options in Interactive Filters are only available through which feature? GRC Filtering Metrics Reporting Performance Analytics Trending Analytics 27 / 45 What would you leverage in order to provide users with an alternate user experience to view policies, create policy exceptions, and search for controls? Help Desk Portal Access Portal Service Portal Catalog Portal 28 / 45 What are the Risk Scoring methods available in ServiceNow? (Choose two) Inherent Residual Calculated Quantitative Qualitative 29 / 45 When calculating compliance scores, what is true about the weighting of Controls? (Choose two) The weight of the Control is set when the Control is created The default value is 10 Controls are not weighted equally by default The weight cannot be changed 30 / 45 What are the different Audit Tasks available in Audit Management? (Choose four) Walkthroughs Activities Control Tests Engagement Plan Interviews Test Plan 31 / 45 Which of the following tables exist within the GRC: Profiles application scope? (Choose three) Document Risk Policy Indicator Content 32 / 45 What table, along with the Policy table, is linked to the Control Objective table by a many-to-many relationship? Risk Framework Entity Class Citation Authority Documents 33 / 45 Who can move a Policy into Review? (Choose two) Admin Policy Approver Policy Reviewer Policy Owner 34 / 45 The conditions under which Engagements move into the "Closed" state. (Select three) There are no open audit tasks, issues, and milestones after the engagement is approved. All follow-up tasks, issues, and milestones are closed out. The engagement is closed as incomplete during the Scope, Validate, or Fieldwork states. If the engagement is Rejected, it will move to Closed state. 35 / 45 Which of the following extends from item [sn_grc_item]? (Choose two) Policy Risk Citation Issue Control 36 / 45 The ‘Add to Update Set’ utility is available for download via: ServiceNow HI support ServiceNow Developer site ServiceNow Community ServiceNow store 37 / 45 Entity scoping is used for what? Make sure that all of your Entities have the right visibility Create, assign, and manage controls and risks across an enterprise Create and assign controls to the correct users Scope out the different users and roles that have access to the platform 38 / 45 To Use Advanced Risk Assessment application in Servicenow environment which property must be enable after activating GRC: Advanced Risk Plugin? Migrate to Advanced Risk [sn_risk_advanced.risk_legacy_lifecycle] Migrate to Advanced Risk Assessment [sn_risk_advanced_assessment.risk_legacy_lifecycle] Migrate to Advanced Assessment [sn_risk_advanced.hide_risk_legacy_lifecycle] Migrate to Advanced Risk Assessments [sn_risk_advanced.hide_risk_legacy_lifecycle] 39 / 45 What are the different states available out of the box for classic/standard Risk management? Draft, Assess, Respond, Review, Monitor, Retired New, Assess, Respond, Review, Monitor, Retired New, Awaiting Approval, Respond, Review, Monitor, Retired Draft, Assess, Review, Monitor, Retired 40 / 45 UCF has a collection of what? Select all UCF terms. (Choose three) Policies Controls Control Indicators Citations Authority Documents 41 / 45 What are some characteristics of the ServiceNow Store? (Choose four) Applications are certified by other developers Some applications are certified by ServiceNow Applications are built on the ServiceNow platform All applications are certified by ServiceNow It houses both paid and free applications and integrations Applications may be developed by ServiceNow Technology Partners 42 / 45 What is the database name of the table Risk statement? sn_risk_definition sn_risk_statement sn_grc_risk_statement sn_grc_risk_definition 43 / 45 What type of customers may you encounter regarding GRC applications? (Choose three) Organization with little to nothing in place already (implementing one or more core ServiceNow GRC applications) Organization implementing ServiceNow GRC to help ease their Customer Service organization (using other tools to manage other processes) Organization undergoing a full GRC transformation (implementing all three core ServiceNow GRC applications at once or in a phased approach) Organization recently acquired and had some bad audit findings (using ServiceNow GRC to help restart their process) Organization implementing ServiceNow GRC to help ease their Help Desk organization (using other tools to manage other processes) 44 / 45 Who can send the Policy back to draft or forward it by requesting approval? (Select three) Owner Owning Group Reviewers Approvers 45 / 45 Why would you create Entity classes? To be assigned to Control Objectives, which generate Controls for every Entity listed in the Entity class To be assigned to risk statements, which generate risks for every Entity listed in the Entity Class To show relationships between Entities and Policies and map them directory to Citations To show relationships between tables or objects you are tracking that doesn’t otherwise exist anywhere in ServiceNow Your score is LinkedIn Facebook Twitter VKontakte 0%
