CIS-RC Mock Paper 1 2555 Created on July 15, 2022 By ServiceNow Gyan CIS-RC Mock Paper 1 This Quiz contains Multiple Choice Questions related to Risk and Compliance Application that will help you to pass Certified Implementation Specialist – Risk and Compliance (CIS-RC) certification.Instructions:Number of Questions: 45Time Limit: 1 Hour 30 MinutesPassing Marks: 70% 1 / 45 Which of the following extends from item [sn_grc_item]? (Choose two) Issue Policy Control Risk Citation 2 / 45 Which of the following statements is true of a Risk Response task? Only one Risk Response task can be related to a Risk at a time The Risk Response task is automatically progressed through the states using a workflow Only users with the risk_manager role or higher can be assigned to a Risk Response task The risk admin role is required to assign the Risk Response task 3 / 45 What GRC module would you access in order to update Entity Types? CMDB Scoping - Profiles Risk - Entities Scoping - Entity Types 4 / 45 What is the database name of the table Risk statement? sn_risk_statement sn_grc_risk_statement sn_grc_risk_definition sn_risk_definition 5 / 45 Which role is not part of ServiceNow GRC? Risk Developer Risk Manager Risk Reader Risk User 6 / 45 What table, along with the Policy table, is linked to the Control Objective table by a many-to-many relationship? Authority Documents Risk Framework Entity Class Citation 7 / 45 What would you leverage in order to provide users with an alternate user experience to view policies, create policy exceptions, and search for controls? Service Portal Help Desk Portal Access Portal Catalog Portal 8 / 45 Which one of the following is not a trigger for issue creation? Risk assessment returns the inherent and residual risk impact as ‘Very High’ Attestation returns the result as ‘Not Implemented’ Control effectiveness is ‘Ineffective’ and the state of control test is ‘Closed Complete’ Indicator failure Manual issue created by any manager or admin role as well as by audit user 9 / 45 Which tables can be leveraged in Entity filters for Entity type to generate Entities? Only Scoped Tables Any Existing ServiceNow Tables Only GRC Tables Only Custom Tables 10 / 45 What are the Risk Scoring methods available in ServiceNow? (Choose two) Calculated Quantitative Inherent Residual Qualitative 11 / 45 Which table store the links from Entity to Entity Types? [sn_grc_m2m_profile_profile_type] [sn_risk_m2m_profile_profile_type] [sn_grc_m2m_entity_entity_type] [sn_grc_risk_m2m_profile_profile_type] 12 / 45 Who can move a Policy into Review? (Choose two) Admin Policy Reviewer Policy Approver Policy Owner 13 / 45 Which role reviews the risk response and moves the Risk record into the Monitor state at the appropriate time? Risk Owner Risk User Risk Manager Risk Reader 14 / 45 After an engagement has been approved and there are remaining open tasks or issues and observations associated with the engagement, the engagement automatically moves into which state. Approved Scope Fieldwork Follow Up 15 / 45 In which state can Compliance Manager or above review Control and move it to either Monitor or return to Draft state? Review Attest Awaiting Approval New 16 / 45 The conditions under which Engagements move into the "Closed" state. (Select three) There are no open audit tasks, issues, and milestones after the engagement is approved. The engagement is closed as incomplete during the Scope, Validate, or Fieldwork states. All follow-up tasks, issues, and milestones are closed out. If the engagement is Rejected, it will move to Closed state. 17 / 45 UCF has a collection of what? Select all UCF terms. (Choose three) Controls Citations Policies Authority Documents Control Indicators 18 / 45 Where does a policy get published to when it is approved? Authoritative Records ServiceNow Library Policy Library Knowledge Base 19 / 45 Which of the following extends from Content [sn_grc_content]? (Choose three) Risk Statement Authority document Policy Citation Control objective 20 / 45 What are the four values leveraged for the Inherent and Residual Risk Score Types? Impact, Likelihood, SLE, Score Impact, Likelihood, SLE, ARO Impact, Likelihood, SLE, ALE Impact, Probability, SLE, ARO 21 / 45 When calculating compliance scores, what is true about the weighting of Controls? (Choose two) The weight cannot be changed Controls are not weighted equally by default The default value is 10 The weight of the Control is set when the Control is created 22 / 45 What are some characteristics of the ServiceNow Store? (Choose four) All applications are certified by ServiceNow Some applications are certified by ServiceNow Applications may be developed by ServiceNow Technology Partners Applications are built on the ServiceNow platform It houses both paid and free applications and integrations Applications are certified by other developers 23 / 45 By default, the various states of the audit engagement workflow/lifecycle are: Draft, Validate & Plan, Fieldwork, Awaiting Approval, Follow-up, Closed Scope, Validate & Plan, Fieldwork, Awaiting Approval, Follow-up, Closed Draft, New, Scope, Validate & Plan, Awaiting Approval, Closed New, Scope, Validate & Plan, Awaiting Approval, Follow-up, Closed 24 / 45 What are the different Audit Tasks available in Audit Management? (Choose four) Interviews Control Tests Activities Walkthroughs Test Plan Engagement Plan 25 / 45 Control Failure Factor represents the impact of Control Failures on what score? Residual Inherent Calculated Total 26 / 45 Control indicators may be triggered or scheduled in which state? Attest Review Draft Monitor Retired 27 / 45 The Plugin for GRC: Audit Management is: [sn_grc_audit] [sn_audit_management] [sn_audit] [sn_audit_ws] 28 / 45 What are the available Source types for Policy Exception? (Select three) Issue Indicators Policy Control Objective 29 / 45 The Tablename.config: Displays the table in list view within the Content Frame Displays the configuration list view of the table in the Content Frame Displays the configuration list view of the table in the browser tab Displays the table in list view within a separate browser tab 30 / 45 Why would you create Entity classes? To show relationships between tables or objects you are tracking that doesn’t otherwise exist anywhere in ServiceNow To be assigned to Control Objectives, which generate Controls for every Entity listed in the Entity class To be assigned to risk statements, which generate risks for every Entity listed in the Entity Class To show relationships between Entities and Policies and map them directory to Citations 31 / 45 What type of customers may you encounter regarding GRC applications? (Choose three) Organization undergoing a full GRC transformation (implementing all three core ServiceNow GRC applications at once or in a phased approach) Organization recently acquired and had some bad audit findings (using ServiceNow GRC to help restart their process) Organization with little to nothing in place already (implementing one or more core ServiceNow GRC applications) Organization implementing ServiceNow GRC to help ease their Help Desk organization (using other tools to manage other processes) Organization implementing ServiceNow GRC to help ease their Customer Service organization (using other tools to manage other processes) 32 / 45 If we talk about GRC maturity level, where most of the customer would fall? Between Level 3 and Level 4 Between Level 1 and Level 2 Between Level 2 and Level 3 Between Level 0 and Level 1 33 / 45 What happens when you assign an Entity Type to a Risk Statement? An assessment will be automatically generated to test each Entity listed in the Entity Type A risk is automatically generated for every Entity listed in the Entity Type The Entity is now going to present a risk score and controls are going to be tied to it A risk assessment is created automatically for every Entity listed in the Entity Type 34 / 45 GRC Options in Interactive Filters are only available through which feature? Trending Analytics Metrics Reporting Performance Analytics GRC Filtering 35 / 45 What are the different states available out of the box for classic/standard Risk management? New, Awaiting Approval, Respond, Review, Monitor, Retired Draft, Assess, Respond, Review, Monitor, Retired Draft, Assess, Review, Monitor, Retired New, Assess, Respond, Review, Monitor, Retired 36 / 45 Which of the following extends from Document [sn_grc_document]? (Choose three) Risk Response Task Risk Framework Policy Authority document Risk Statement 37 / 45 _______ can be used to build the relationship between the entity classes. GRC Dependency Mapping GRC Relationship Mapping GRC Mapping GRC Workbench 38 / 45 Possible regulations when Entity scoping for Healthcare. (Choose two) HETRUST HITRUST FISMA HIPAA 39 / 45 The ‘Add to Update Set’ utility is available for download via: ServiceNow Developer site ServiceNow store ServiceNow Community ServiceNow HI support 40 / 45 Entity scoping is used for what? Create, assign, and manage controls and risks across an enterprise Scope out the different users and roles that have access to the platform Make sure that all of your Entities have the right visibility Create and assign controls to the correct users 41 / 45 To Use Advanced Risk Assessment application in Servicenow environment which property must be enable after activating GRC: Advanced Risk Plugin? Migrate to Advanced Risk [sn_risk_advanced.risk_legacy_lifecycle] Migrate to Advanced Risk Assessments [sn_risk_advanced.hide_risk_legacy_lifecycle] Migrate to Advanced Assessment [sn_risk_advanced.hide_risk_legacy_lifecycle] Migrate to Advanced Risk Assessment [sn_risk_advanced_assessment.risk_legacy_lifecycle] 42 / 45 What are the available options by default to create Policy Exception? (Select four) Control Objective Record Risk Module Policy Exception Module Issue Record Indicators Service Portal 43 / 45 Which of the following tables exist within the GRC: Profiles application scope? (Choose three) Risk Policy Document Content Indicator 44 / 45 Who can send the Policy back to draft or forward it by requesting approval? (Select three) Owning Group Approvers Reviewers Owner 45 / 45 In Risk Management, which role is required to move the risk record into the Monitor State? Risk Manager Risk Developer Risk User Risk Reader Your score is LinkedIn Facebook Twitter VKontakte 0%
