CIS-RC Mock Paper 1 2970 Created on July 15, 2022 By ServiceNow Gyan CIS-RC Mock Paper 1 This Quiz contains Multiple Choice Questions related to Risk and Compliance Application that will help you to pass Certified Implementation Specialist – Risk and Compliance (CIS-RC) certification.Instructions:Number of Questions: 45Time Limit: 1 Hour 30 MinutesPassing Marks: 70% 1 / 45 When calculating compliance scores, what is true about the weighting of Controls? (Choose two) The weight cannot be changed The default value is 10 The weight of the Control is set when the Control is created Controls are not weighted equally by default 2 / 45 What are the available Source types for Policy Exception? (Select three) Control Objective Issue Indicators Policy 3 / 45 What are the different Audit Tasks available in Audit Management? (Choose four) Control Tests Engagement Plan Walkthroughs Test Plan Activities Interviews 4 / 45 What are the different states available out of the box for classic/standard Risk management? Draft, Assess, Review, Monitor, Retired New, Awaiting Approval, Respond, Review, Monitor, Retired New, Assess, Respond, Review, Monitor, Retired Draft, Assess, Respond, Review, Monitor, Retired 5 / 45 What type of customers may you encounter regarding GRC applications? (Choose three) Organization implementing ServiceNow GRC to help ease their Help Desk organization (using other tools to manage other processes) Organization recently acquired and had some bad audit findings (using ServiceNow GRC to help restart their process) Organization undergoing a full GRC transformation (implementing all three core ServiceNow GRC applications at once or in a phased approach) Organization with little to nothing in place already (implementing one or more core ServiceNow GRC applications) Organization implementing ServiceNow GRC to help ease their Customer Service organization (using other tools to manage other processes) 6 / 45 The Tablename.config: Displays the configuration list view of the table in the Content Frame Displays the table in list view within a separate browser tab Displays the configuration list view of the table in the browser tab Displays the table in list view within the Content Frame 7 / 45 What table, along with the Policy table, is linked to the Control Objective table by a many-to-many relationship? Authority Documents Risk Framework Entity Class Citation 8 / 45 Control Failure Factor represents the impact of Control Failures on what score? Residual Total Inherent Calculated 9 / 45 Who can move a Policy into Review? (Choose two) Admin Policy Owner Policy Approver Policy Reviewer 10 / 45 By default, the various states of the audit engagement workflow/lifecycle are: Draft, Validate & Plan, Fieldwork, Awaiting Approval, Follow-up, Closed Draft, New, Scope, Validate & Plan, Awaiting Approval, Closed Scope, Validate & Plan, Fieldwork, Awaiting Approval, Follow-up, Closed New, Scope, Validate & Plan, Awaiting Approval, Follow-up, Closed 11 / 45 Which table store the links from Entity to Entity Types? [sn_risk_m2m_profile_profile_type] [sn_grc_m2m_profile_profile_type] [sn_grc_m2m_entity_entity_type] [sn_grc_risk_m2m_profile_profile_type] 12 / 45 Which of the following extends from Document [sn_grc_document]? (Choose three) Risk Statement Policy Risk Response Task Authority document Risk Framework 13 / 45 What are some characteristics of the ServiceNow Store? (Choose four) Applications may be developed by ServiceNow Technology Partners It houses both paid and free applications and integrations All applications are certified by ServiceNow Applications are certified by other developers Some applications are certified by ServiceNow Applications are built on the ServiceNow platform 14 / 45 Which one of the following is not a trigger for issue creation? Attestation returns the result as ‘Not Implemented’ Risk assessment returns the inherent and residual risk impact as ‘Very High’ Control effectiveness is ‘Ineffective’ and the state of control test is ‘Closed Complete’ Indicator failure Manual issue created by any manager or admin role as well as by audit user 15 / 45 What GRC module would you access in order to update Entity Types? Scoping - Profiles CMDB Risk - Entities Scoping - Entity Types 16 / 45 _______ can be used to build the relationship between the entity classes. GRC Workbench GRC Mapping GRC Relationship Mapping GRC Dependency Mapping 17 / 45 What are the available options by default to create Policy Exception? (Select four) Service Portal Indicators Issue Record Control Objective Record Policy Exception Module Risk Module 18 / 45 If we talk about GRC maturity level, where most of the customer would fall? Between Level 1 and Level 2 Between Level 0 and Level 1 Between Level 3 and Level 4 Between Level 2 and Level 3 19 / 45 UCF has a collection of what? Select all UCF terms. (Choose three) Authority Documents Citations Policies Control Indicators Controls 20 / 45 The conditions under which Engagements move into the "Closed" state. (Select three) All follow-up tasks, issues, and milestones are closed out. There are no open audit tasks, issues, and milestones after the engagement is approved. The engagement is closed as incomplete during the Scope, Validate, or Fieldwork states. If the engagement is Rejected, it will move to Closed state. 21 / 45 What are the four values leveraged for the Inherent and Residual Risk Score Types? Impact, Likelihood, SLE, ARO Impact, Likelihood, SLE, Score Impact, Probability, SLE, ARO Impact, Likelihood, SLE, ALE 22 / 45 After an engagement has been approved and there are remaining open tasks or issues and observations associated with the engagement, the engagement automatically moves into which state. Approved Scope Fieldwork Follow Up 23 / 45 Which of the following extends from Content [sn_grc_content]? (Choose three) Authority document Risk Statement Citation Policy Control objective 24 / 45 Who can send the Policy back to draft or forward it by requesting approval? (Select three) Owning Group Approvers Owner Reviewers 25 / 45 Control indicators may be triggered or scheduled in which state? Attest Review Monitor Draft Retired 26 / 45 The ‘Add to Update Set’ utility is available for download via: ServiceNow store ServiceNow Developer site ServiceNow HI support ServiceNow Community 27 / 45 Where does a policy get published to when it is approved? Authoritative Records ServiceNow Library Knowledge Base Policy Library 28 / 45 In Risk Management, which role is required to move the risk record into the Monitor State? Risk User Risk Reader Risk Developer Risk Manager 29 / 45 Which role is not part of ServiceNow GRC? Risk Developer Risk User Risk Manager Risk Reader 30 / 45 What is the database name of the table Risk statement? sn_grc_risk_statement sn_risk_statement sn_grc_risk_definition sn_risk_definition 31 / 45 GRC Options in Interactive Filters are only available through which feature? Performance Analytics GRC Filtering Trending Analytics Metrics Reporting 32 / 45 Which tables can be leveraged in Entity filters for Entity type to generate Entities? Any Existing ServiceNow Tables Only Custom Tables Only GRC Tables Only Scoped Tables 33 / 45 Possible regulations when Entity scoping for Healthcare. (Choose two) HETRUST HITRUST FISMA HIPAA 34 / 45 Which role reviews the risk response and moves the Risk record into the Monitor state at the appropriate time? Risk User Risk Owner Risk Reader Risk Manager 35 / 45 The Plugin for GRC: Audit Management is: [sn_grc_audit] [sn_audit_management] [sn_audit_ws] [sn_audit] 36 / 45 What are the Risk Scoring methods available in ServiceNow? (Choose two) Qualitative Residual Calculated Quantitative Inherent 37 / 45 What would you leverage in order to provide users with an alternate user experience to view policies, create policy exceptions, and search for controls? Service Portal Catalog Portal Help Desk Portal Access Portal 38 / 45 Entity scoping is used for what? Create, assign, and manage controls and risks across an enterprise Create and assign controls to the correct users Scope out the different users and roles that have access to the platform Make sure that all of your Entities have the right visibility 39 / 45 Which of the following tables exist within the GRC: Profiles application scope? (Choose three) Risk Document Content Policy Indicator 40 / 45 Which of the following extends from item [sn_grc_item]? (Choose two) Risk Control Policy Citation Issue 41 / 45 What happens when you assign an Entity Type to a Risk Statement? A risk is automatically generated for every Entity listed in the Entity Type A risk assessment is created automatically for every Entity listed in the Entity Type The Entity is now going to present a risk score and controls are going to be tied to it An assessment will be automatically generated to test each Entity listed in the Entity Type 42 / 45 Which of the following statements is true of a Risk Response task? The risk admin role is required to assign the Risk Response task The Risk Response task is automatically progressed through the states using a workflow Only one Risk Response task can be related to a Risk at a time Only users with the risk_manager role or higher can be assigned to a Risk Response task 43 / 45 In which state can Compliance Manager or above review Control and move it to either Monitor or return to Draft state? Awaiting Approval New Review Attest 44 / 45 To Use Advanced Risk Assessment application in Servicenow environment which property must be enable after activating GRC: Advanced Risk Plugin? Migrate to Advanced Risk Assessments [sn_risk_advanced.hide_risk_legacy_lifecycle] Migrate to Advanced Assessment [sn_risk_advanced.hide_risk_legacy_lifecycle] Migrate to Advanced Risk [sn_risk_advanced.risk_legacy_lifecycle] Migrate to Advanced Risk Assessment [sn_risk_advanced_assessment.risk_legacy_lifecycle] 45 / 45 Why would you create Entity classes? To show relationships between tables or objects you are tracking that doesn’t otherwise exist anywhere in ServiceNow To be assigned to Control Objectives, which generate Controls for every Entity listed in the Entity class To be assigned to risk statements, which generate risks for every Entity listed in the Entity Class To show relationships between Entities and Policies and map them directory to Citations Your score is LinkedIn Facebook Twitter VKontakte 0%
